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RIA / WealthAdvisor14 years in industry

RICHARD DEREK BRADY

Advisor at HELIOS FINANCIAL SERVICES, LLC

Cedar Park, TX

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Search this name across graphsid dfx:ria:d78423cb-43e0-7e13-bd74-2ad04d624086

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 14, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HELIOS FINANCIAL SERVICES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Nov 15, 2019
First registration: Apr 14, 2020
Dual registered: no
Other names: Rich Brady
IAPD individual key: 7229552

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HELIOS FINANCIAL SERVICES, LLC	State registered	Apr 22, 2026	n/a	yes	Cedar Park, TX	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Feb 8, 2024	May 19, 2026	no	Cedar Park, TX\|PHOENIX, AZ	Previous registration
PORTSIDE WEALTH GROUP, LLC	Independent wealth	Apr 25, 2023	Feb 5, 2024	no	PROVO, UT\|Cedar Park, TX\|Cedar Park, TX	Previous registration
TOWNSQUARE CAPITAL, LLC	Asset manager	Apr 14, 2020	Jun 23, 2023	no	Cedar Park, TX\|LEHI, UT\|RIO RANCHO, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	HELIOS FINANCIAL SERVICES, LLC	May 19, 2026	Apr 22, 2026	-27	Firm change	RIA to state RIA
PORTSIDE WEALTH GROUP, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Feb 5, 2024	Feb 8, 2024	3	Firm change	RIA to RIA
TOWNSQUARE CAPITAL, LLC	PORTSIDE WEALTH GROUP, LLC	Jun 23, 2023	Apr 25, 2023	-59	Bulk transfer	RIA to new firm

Relationships

Registered with (4)

→ HELIOS FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Feb 8, 2024 to May 19, 2026factForm ADV
→ PORTSIDE WEALTH GROUP, LLCRegistered adviserregistration: previous registration
Apr 25, 2023 to Feb 5, 2024factForm ADV
→ TOWNSQUARE CAPITAL, LLCRegistered adviserregistration: previous registration
Apr 14, 2020 to Jun 23, 2023factForm ADV

Dated events

Occurred
May 19, 2026
Advisor changed firm
Richard Derek Brady left Foundations Investment Advisors Llc for Helios Financial Services, Llc (registered 2026-04-22)
Form ADVobserved 6 days ago
Occurred
Feb 5, 2024
Advisor changed firm
Richard Derek Brady left Portside Wealth Group, Llc for Foundations Investment Advisors Llc (registered 2024-02-08)
Form ADVobserved 6 days ago