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RIA / WealthAdvisorCertified Financial Planner16 years in industry

Connor Louis Smith

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | MALVERN, PA

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Search this name across graphsid dfx:ria:d7c0023b-22dc-97d9-b12e-1f3afdbb8e25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 6, 2009
First registration: Nov 9, 2009
Dual registered: no
IAPD individual key: 5679928

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 15, 2021	n/a	yes	MALVERN, PA\|PLYMOUTH, MN	Current employment
HOOVER FINANCIAL ADVISORS, INC.	Former SEC adviser	Apr 17, 2018	Jul 8, 2021	no	MALVERN, PA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 27, 2017	Mar 8, 2018	no	SAINT LOUIS, MO	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Feb 22, 2013	Oct 18, 2013	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
EDWARD JONES	National bd RIA	Nov 9, 2009	Feb 20, 2013	no	ST LOUIS, MO\|ZIONSVILLE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HOOVER FINANCIAL ADVISORS, INC.	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Jul 8, 2021	Jul 15, 2021	7	Firm change	RIA to ibd
SCOTTRADE INVESTMENT MANAGEMENT	HOOVER FINANCIAL ADVISORS, INC.	Mar 8, 2018	Apr 17, 2018	40	Firm change	Ibd to RIA
FIFTH THIRD SECURITIES, INC.	SCOTTRADE INVESTMENT MANAGEMENT	Oct 18, 2013	Jan 27, 2017	1,197	Firm change after gap	Other
EDWARD JONES	FIFTH THIRD SECURITIES, INC.	Feb 20, 2013	Feb 22, 2013	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133979:116407:PA:2021-07-08	Jul 8, 2021	Jul 15, 2021	MALVERN, PA	Firm change

Relationships

Registered with (5)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jul 15, 2021 to presentfactForm ADV
→ HOOVER FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 17, 2018 to Jul 8, 2021factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 27, 2017 to Mar 8, 2018factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Feb 22, 2013 to Oct 18, 2013factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 9, 2009 to Feb 20, 2013factForm ADV

Dated events

No dated event names this entity yet.