DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Connor Louis Smith
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Jul 15, 2021
In the industry
16 y
since Nov 6, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Jul 15, 2021 · Malvern, Pa
- Hoover Financial Advisors, Inc. formerApr 17, 2018 to Jul 8, 2021 · Malvern, Pa
- Scottrade Investment Management formerJan 27, 2017 to Mar 8, 2018 · Saint Louis, Mo
- Fifth Third Securities, Inc. BD affiliatedFeb 22, 2013 to Oct 18, 2013 · Indianapolis, In
- Edward Jones national BDNov 9, 2009 to Feb 20, 2013 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Hoover Financial Advisors, Inc. to Wealth Enhancement Advisory Services, LLCleft Jul 8, 2021, registered Jul 15, 2021 (7 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Scottrade Investment Management to Hoover Financial Advisors, Inc.left Mar 8, 2018, registered Apr 17, 2018 (40 days) · Affiliated broker-dealer or bank to independent RIA
- Fifth Third Securities, Inc. to Scottrade Investment Managementleft Oct 18, 2013, registered Jan 27, 2017 (1197 days) · Other
- Edward Jones to Fifth Third Securities, Inc.left Feb 20, 2013, registered Feb 22, 2013 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address