DFX Intelligence

S•••• G••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor30 years in industry

S•••• G••• O••••••

Advisor at S••••• W••••• S•••••••••

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7d132d9-60ec-e3cf-deb3-c817d21264c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• S•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 9, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• S•••••••••	State registered	Sep 20, 2024	n/a	yes	DENVER, CO	Current employment
I••••• P••••••••• W•••••• L••	Independent wealth	Jul 2, 2021	Mar 4, 2025	no	Denver, CO\|Minnetonka, MN\|St Louis, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• P••••••••• W•••••• L••	S••••• W••••• S•••••••••	Mar 4, 2025	Sep 20, 2024	-165	Firm change after gap	RIA to state RIA
O•••••••••	I••••• P••••••••• W•••••• L••	Jun 30, 2021	Jul 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
106766:313928:KS:2021-06-30	Jun 30, 2021	Jul 2, 2021	OVERLAND PARK, KS	Firm change
146616:289942:CO:2017-09-15	Sep 15, 2017	Oct 13, 2017	DENVER, CO	Firm change

Relationships

Registered with (7)

→ S••••• W••••• S•••••••••Registered adviserregistration: current employment
Sep 20, 2024 to presentfactForm ADV
→ I••••• P••••••••• W•••••• L••Registered adviserregistration: previous registration
Jul 2, 2021 to Mar 4, 2025factForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Feb 26, 2018 to Jun 30, 2021factForm ADV
→ I••••••• W••••• M•••••••••Registered adviser

Dated events

Occurred
Mar 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7d132d9-60ec-e3cf-deb3-c817d21264c7
First observed: Oct 11, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.