DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shawn Gary O'Keefe
Feed of 09/14/2026
Also filed as Shawn G Okeefe
At current firm
1 y
since Sep 20, 2024
In the industry
30 y
since Nov 9, 1995 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Summit Wealth Strategies state registered currentsince Sep 20, 2024 · Denver, Co
- Impact Partnership Wealth, LLC independent RIAJul 2, 2021 to Mar 4, 2025 · Denver, Co
- Onedigital institutionalFeb 26, 2018 to Jun 30, 2021 · Denver, Co
- Integrum Wealth Management unclassifiedOct 13, 2017 to Mar 20, 2018 · Phoenix, Az
- Redhawk Wealth Advisors, Inc. independent RIAJun 10, 2016 to Sep 15, 2017 · Denver, Co
- Concourse Financial Group Advisors formerApr 1, 2014 to Jun 27, 2016 · Denver, Co
- Equitable Advisors, LLC national BDOct 11, 2011 to Feb 10, 2014 · Lakewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Impact Partnership Wealth, LLC to Summit Wealth Strategiesleft Mar 4, 2025, registered Sep 20, 2024 (-165 days) · RIA to a state-registered adviser
- Onedigital to Impact Partnership Wealth, LLCleft Jun 30, 2021, registered Jul 2, 2021 (2 days) · Other · moved with a team
- Integrum Wealth Management to Onedigitalleft Mar 20, 2018, registered Feb 26, 2018 (-22 days) · Other
- Redhawk Wealth Advisors, Inc. to Integrum Wealth Managementleft Sep 15, 2017, registered Oct 13, 2017 (28 days) · Other · moved with a team
- Concourse Financial Group Advisors to Redhawk Wealth Advisors, Inc.left Jun 27, 2016, registered Jun 10, 2016 (-17 days) · Other
- Equitable Advisors, LLC to Concourse Financial Group Advisorsleft Feb 10, 2014, registered Apr 1, 2014 (50 days) · Other
Signals
- Shawn Gary O'Keefe left Impact Partnership Wealth, Llc for Summit Wealth Strategies (registered 2024-09-20)Mar 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address