DFX Intelligence

R•••••• P•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R•••••• P•••• P•••••••

Advisor at A••••••• F•••••••• L••

ST. LOUIS PARK, MN

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Search this name across graphsid dfx:ria:d7d4be9b-0386-2020-56d0-86f43682efe1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• L••	Independent wealth	Feb 17, 2026	n/a	yes	ST. LOUIS PARK, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 4, 2024	Apr 10, 2025	no	Otsego, MN\|BEDFORD, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	A••••••• F•••••••• L••	Apr 10, 2025	Feb 17, 2026	313	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ A••••••• F•••••••• L••Registered adviserregistration: current employment
Feb 17, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 4, 2024 to Apr 10, 2025factForm ADV

Dated events

Occurred
Apr 10, 2025
Advisor changed firm
R•••••• P•••• P••••••• left A••••••••• F•••••••• S•••••••• L•• for A••••••• F•••••••• L•• (registered 2026-02-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7d4be9b-0386-2020-56d0-86f43682efe1
First observed: May 5, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.