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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

DANIEL WENDELL KRAUSE

Advisor at COUNTERPOINT ASSET MANAGEMENT LLC

SAN DIEGO, CA | CALABASA, CA

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Search this name across graphsid dfx:ria:d80aad22-e16a-8d5e-41fc-b7c4eb817a2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COUNTERPOINT ASSET MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 23, 1991
First registration: May 21, 2004
Dual registered: yes, broker-dealer
Other names: DANIEL WENDEL KRAUSE|DANIEL W KRAUSE
IAPD individual key: 2158274

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COUNTERPOINT ASSET MANAGEMENT LLC	State registered	Feb 17, 2015	n/a	yes	CALABASA, CA\|SAN DIEGO, CA	Current employment
SIERRA INVESTMENT MANAGEMENT, LLC	Independent wealth	Sep 6, 2011	Feb 20, 2015	no	SANTA MONICA, CA	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jun 7, 2010	Apr 18, 2011	no	ATLANTA, GA	Previous registration
VAN KAMPEN ADVISORS INC	n/a	May 21, 2004	Jun 3, 2010	no	CALABASAS, CA\|HOUSTON, TX\|OAKBROOK TERRACE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIERRA INVESTMENT MANAGEMENT, LLC	COUNTERPOINT ASSET MANAGEMENT LLC	Feb 20, 2015	Feb 17, 2015	-3	Firm change	Other
INVESCO ADVISERS, INC.	SIERRA INVESTMENT MANAGEMENT, LLC	Apr 18, 2011	Sep 6, 2011	141	Firm change	Other
VAN KAMPEN ADVISORS INC	INVESCO ADVISERS, INC.	Jun 3, 2010	Jun 7, 2010	4	Bulk transfer	Other

Relationships

Registered with (4)

→ COUNTERPOINT ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Feb 17, 2015 to presentfactForm ADV
→ SIERRA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 6, 2011 to Feb 20, 2015factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jun 7, 2010 to Apr 18, 2011factForm ADV
→ VAN KAMPEN ADVISORS INCRegistered adviserregistration: previous registration
May 21, 2004 to Jun 3, 2010factForm ADV

Dated events

No dated event names this entity yet.