RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••••• K•••••
- C••••••••• A•••• M••••••••• L•• state registered currentsince Feb 17, 2015 · Calabasa, Ca
- S••••• I••••••••• M••••••••• L•• independent RIASep 6, 2011 to Feb 20, 2015 · Santa Monica, Ca
- I•••••• A•••••••• I••• asset managerJun 7, 2010 to Apr 18, 2011 · Atlanta, Ga
- V•• K••••• A••••••• I•• unclassifiedMay 21, 2004 to Jun 3, 2010 · Calabasas, Ca
- S••••• I••••••••• M••••••••• L•• to C••••••••• A•••• M••••••••• L••left Feb 20, 2015, registered Feb 17, 2015 (-3 days) · Other
- I•••••• A•••••••• I••• to S••••• I••••••••• M••••••••• L••left Apr 18, 2011, registered Sep 6, 2011 (141 days) · Other
- V•• K••••• A••••••• I•• to I•••••• A•••••••• I•••left Jun 3, 2010, registered Jun 7, 2010 (4 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address