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Advisor at HARTFORD FUNDS
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARTFORD FUNDS | Asset manager | Jan 24, 2022 | n/a | yes | WAYNE, PA | Current employment |
| PACER ADVISORS, INC. | Asset manager | Sep 19, 2016 | Jan 18, 2022 | no | MALVERN, PA | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | May 6, 2010 | Feb 25, 2011 | no | NARBERTH, PA|GLADWYNE, PA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 14, 2003 | Jun 29, 2004 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PACER ADVISORS, INC. | HARTFORD FUNDS | Jan 18, 2022 | Jan 24, 2022 | 6 | Firm change | Other |
| PNC WEALTH MANAGEMENT | PACER ADVISORS, INC. | Feb 25, 2011 | Sep 19, 2016 | 2,033 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | PNC WEALTH MANAGEMENT | Jun 29, 2004 | May 6, 2010 | 2,137 | Firm change after gap | Other |