DFX Intelligence
RIA Intelligence
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SEC-registered adviser
I••• F•••• ••• L••••••
Latest filing Aug 10, 2026
First filing on the tape Nov 5, 2021 · 11 filings
SEC status approved since Dec 6, 2021
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
100
44 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$2.6B as of Aug 10, 2026
Sep 13, 2022$48.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 10, 2026
Sep 13, 20220 then
Employees (5.A)100 as of Aug 10, 2026
Sep 13, 202285 then
Private funds1 as of Aug 10, 2026
Sep 13, 20221 then
RAUM +912% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $876MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +713%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $739M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $739M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••• 1• | Hedge Fund | $215M | 6 | Nov 5, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• N•••• · Head Of Operationscontrolsince 01/2011 · owns less than 5%
- C••••••••• K•••• · Chief Compliance Officercontrolsince 11/2018 · owns less than 5%
- G••••••• L••••• · General Counsel, Head Of Legal & Compliancecontrolsince 05/2015 · owns less than 5%
- L•••• A•••••••• · Managing Directorcontrolsince 01/2011 · owns less than 5%
- S•••• R•• · Managing Directorcontrolsince 05/2010 · owns less than 5%
- W••••••• J•••• D• W•• · Head Of Financecontrolsince 02/2012 · owns less than 5%
- L•••• A•••••••• · Shareholdercontrolsince 03/2024 · owns 25% to 50% of I••••••••• S••••••• A•••• M•••••••••
- S•••• R•• · Shareholdercontrolsince 07/2008 · owns 25% to 50% of I••••••••• S••••••• A•••• M•••••••••
- U••••• D•••••• S•••••• · Shareholdercontrolsince 11/2021 · owns 25% to 50% of I••••••••• S••••••• A•••• M•••••••••
Entity owners
- I••••••••• S••••••• A•••• M••••••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- I••••••••• S••••••• A•••• M•••••••••banky
- I••• F•••• •••• L••investment adviserbankn
- I••• H•••• M•••••••••pooled vehicle sponsorn
- I••• S••••••••• ••••••• L••••••broker-dealern
- I••• S••••••••• ••• L••••••broker-dealern
- I••• S••••••••• ••• L••••••broker-dealern
- I••• S••••••••• •••• I•••bankn
- I••• S••••••••• L••••••bankn
- I••• V••••• M•••••••••bankpooled vehicle sponsorn
Advisers that list I••• F•••• ••• L•••••• as a related person
- 307934 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 3Dec 9, 2025 to Aug 10, 2026
- Pooled vehicle clients · 13 to 12Dec 9, 2025 to Aug 10, 2026
- Discretionary RAUM · $2.3B to $2.6BDec 9, 2025 to Aug 10, 2026
- Pooled vehicle RAUM · $2.3B to $2.6BDec 9, 2025 to Aug 10, 2026
- RAUM · $2.3B to $2.6BDec 9, 2025 to Aug 10, 2026
- Accounts · 3 to 5Feb 10, 2025 to Sep 25, 2025
- Advisory employees · 35 to 44Feb 10, 2025 to Sep 25, 2025
- Pooled vehicle clients · 12 to 13Feb 10, 2025 to Sep 25, 2025
- Assets in custody · $215M to $739MFeb 10, 2025 to Sep 25, 2025
- Employees · 79 to 100Feb 10, 2025 to Sep 25, 2025
- Discretionary RAUM · $2.1B to $2.3BFeb 10, 2025 to Sep 25, 2025
- Pooled vehicle RAUM · $2.1B to $2.3BFeb 10, 2025 to Sep 25, 2025
- RAUM · $2.1B to $2.3BFeb 10, 2025 to Sep 25, 2025
- Financial planning clients · unset to Sep 27, 2024 to Feb 10, 2025
- HQ state · unset to Sep 27, 2024 to Feb 10, 2025
- Accounts · 1 to 3Mar 15, 2024 to Sep 27, 2024
- Pooled vehicle clients · 13 to 12Mar 15, 2024 to Sep 27, 2024
- Assets in custody · $260M to $215MMar 15, 2024 to Sep 27, 2024
- Discretionary RAUM · $260M to $2.1BMar 15, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $260M to $2.1BMar 15, 2024 to Sep 27, 2024
- RAUM · $260M to $2.1BMar 15, 2024 to Sep 27, 2024
- Advisory employees · 27 to 35Jan 23, 2023 to Sep 20, 2023
- Pooled vehicle clients · 16 to 13Jan 23, 2023 to Sep 20, 2023
- Assets in custody · $48.0M to $260MJan 23, 2023 to Sep 20, 2023
- Employees · 85 to 79Jan 23, 2023 to Sep 20, 2023
- Discretionary RAUM · $48.0M to $260MJan 23, 2023 to Sep 20, 2023
- Pooled vehicle RAUM · $48.0M to $260MJan 23, 2023 to Sep 20, 2023
- RAUM · $48.0M to $260MJan 23, 2023 to Sep 20, 2023
- Advisory employees · 30 to 27Nov 5, 2021 to Sep 13, 2022
- Pooled vehicle clients · 20 to 16Nov 5, 2021 to Sep 13, 2022
- Assets in custody · $6.6M to $48.0MNov 5, 2021 to Sep 13, 2022
- Employees · 65 to 85Nov 5, 2021 to Sep 13, 2022
- Discretionary RAUM · $6.6M to $48.0MNov 5, 2021 to Sep 13, 2022
- Pooled vehicle RAUM · $6.6M to $48.0MNov 5, 2021 to Sep 13, 2022
- RAUM · $6.6M to $48.0MNov 5, 2021 to Sep 13, 2022
Signals
3 dated events
- I••• F•••• ••• L•••••• reported RAUM $2.1B, up 713% from $259.7M (2024-03-15 to 2024-09-27)Sep 27, 2024 · RAUM change · derived
- S•••••• D••••• U•••• (Shareholder) appeared on Schedule A of I••• F•••• ••• L••••••Sep 13, 2022 · Control person joined · fact
- I••• F•••• ••• L•••••• filed its initial SEC registration (Form ADV)Nov 5, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- i•••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 44 207 258 9940reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026