DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•• A•••• M••••••••• L••
Latest filing Aug 24, 2026
First filing on the tape Oct 21, 2020 · 19 filings
SEC status approved since Nov 20, 2020
RAUM
$1.0B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
46%
$475M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$103M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.0B as of Aug 24, 2026
Mar 19, 2021$110M then
HNW client RAUM$323M as of Aug 24, 2026
Mar 19, 2021$8.7M then
State-registered IARs (5.B.3)8 as of Aug 24, 2026
Mar 19, 20214 then
Employees (5.A)11 as of Aug 24, 2026
Mar 19, 20218 then
Private funds: no history
RAUM +24% over the last fiscal year+18% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $103MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $810,198derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 6.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.0%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $800MreportedItem 5.I
- Custody
- $224M, 183 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$489M47%
- High-net-worth individuals$323M31%
- Individuals$152M15%
- Insurance companies$34.2M3.3%
- Charitable organizations$24.8M2.4%
- Pension and profit-sharing plans$8.6M0.8%
- State and municipal entities$282,1330.0%
- Individual clients
- 438reported
- HNW clients
- 129reported
- Pension plan clients
- 6reported
- Charitable clients
- 5reported
- Accounts
- 1,273reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $224M for 183 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.46 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• C•••• M••• | S•••••••••, Il | Dec 11, 2020 | 30 y | 3 |
| S•••••• C•••••• J•••• | S•••••••••, Il | Dec 11, 2020 | 16 y | 1 |
| M••••• C•••• M•••••••• | S•••••••••, Il | Dec 14, 2020 | 19 y | 3 |
| D•••• C• H••••••••Certified Financial Planner | S•••••••••, Il | Jan 6, 2022 | 36 y | 2 |
| S••• E••••• C•••••• | S•••••••••, Il | May 31, 2023 | 34 y | 3 |
| A•••••••• L••••• | S•••••••••, Il | Feb 7, 2024 | 15 y | 1 |
| W••• M•••••Certified Financial Planner | S•••••••••, Il | Aug 28, 2024 | 10 y | 0 |
| F•••• A•••••• C••••• | S•••••••••, Il | Nov 13, 2025 | 11 y | 1 |
| B••••• K•••• B•••••• | S•••••••••, Il | Apr 3, 2026 | 42 y | 2 |
| C•••• J•••••• S••••• | S•••••••••, Il | Apr 7, 2026 | 10 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- G•••••• S•••• P••••• to L•• F•••••••• L••Jan 8, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- B••••• K•••• B•••••• from N••••••••• I••••••••• A•••••••• L••Apr 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- F•••• A•••••• C••••• from L•• F•••••••• L••Nov 13, 2025 · Affiliated broker-dealer or bank to independent RIA
- A•••••••• L••••• from L•• F•••••••• L••Feb 7, 2024 · Affiliated broker-dealer or bank to independent RIA
- S••• E••••• C•••••• from L•• F•••••••• L••May 31, 2023 · Affiliated broker-dealer or bank to independent RIA
- G•••••• S•••• P••••• from M•• I•••••••• S•••••••• L••Jun 8, 2022 · Affiliated broker-dealer or bank to independent RIA
- D•••• C• H•••••••• from H•••••••• A•••• M••••••••• I•••Jan 6, 2022 · Other
- M••••• C•••• M•••••••• from L•• F•••••••• L••Dec 14, 2020 · Other
- M•••••• C•••• M••• from L•• F•••••••• L••Dec 11, 2020 · Other
- S•••••• C•••••• J•••• from L•• F•••••••• L••Dec 11, 2020 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from L•• F•••••••• L••Apr 5, 2023 · Fort Mill, Sc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• J•••• · Chief Executive Officercontrolsince 08/2020 · owns less than 5%
- M••••• S••••• E•••••••• · Chief Compliance Officercontrolsince 08/2020 · owns less than 5%
Entity owners
- B••• O• S••••••••• · Ownerdirect · owns 75% or more
- S••••• B••••••• · Ownerindirect · owns 75% or more of B••• O• S•••••••••
Related persons
Schedule D 7.A
- B••• O• S•••••••••y
- B•• I•••••••• A•••••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| S•••••••••, Il · principal | 10 | 3 | 0 | ||
| Jacksonville, Il | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Jacksonville, IL2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,224 to 1,273Apr 1, 2026 to Aug 24, 2026
- Corporate clients · 40 to 45Apr 1, 2026 to Aug 24, 2026
- HNW clients · 125 to 129Apr 1, 2026 to Aug 24, 2026
- Individual clients · 413 to 438Apr 1, 2026 to Aug 24, 2026
- Assets in custody · $204M to $224MApr 1, 2026 to Aug 24, 2026
- Discretionary RAUM · $854M to $952MApr 1, 2026 to Aug 24, 2026
- HNW RAUM · $288M to $323MApr 1, 2026 to Aug 24, 2026
- Individual RAUM · $126M to $152MApr 1, 2026 to Aug 24, 2026
- Non-discretionary RAUM · $78.7M to $79.6MApr 1, 2026 to Aug 24, 2026
- Pension RAUM · $7.9M to $8.6MApr 1, 2026 to Aug 24, 2026
- RAUM · $933M to $1.0BApr 1, 2026 to Aug 24, 2026
- Accounts · 1,144 to 1,224Mar 31, 2025 to Apr 1, 2026
- Advisory employees · 7 to 8Mar 31, 2025 to Apr 1, 2026
- BD registered reps · 2 to 1Mar 31, 2025 to Apr 1, 2026
- Charity clients · 4 to 5Mar 31, 2025 to Apr 1, 2026
- Corporate clients · 39 to 40Mar 31, 2025 to Apr 1, 2026
- HNW clients · 122 to 125Mar 31, 2025 to Apr 1, 2026
- Individual clients · 376 to 413Mar 31, 2025 to Apr 1, 2026
- Pension plan clients · 7 to 6Mar 31, 2025 to Apr 1, 2026
- Assets in custody · $204M to $204MMar 31, 2025 to Apr 1, 2026
- Employees · 12 to 11Mar 31, 2025 to Apr 1, 2026
- Insurance-licensed employees · 2 to 1Mar 31, 2025 to Apr 1, 2026
- State-registered IARs · 7 to 8Mar 31, 2025 to Apr 1, 2026
- Discretionary RAUM · $752M to $854MMar 31, 2025 to Apr 1, 2026
- HNW RAUM · $251M to $288MMar 31, 2025 to Apr 1, 2026
- Individual RAUM · $101M to $126MMar 31, 2025 to Apr 1, 2026
- Non-discretionary RAUM · $76.3M to $78.7MMar 31, 2025 to Apr 1, 2026
- Pension RAUM · $6.5M to $7.9MMar 31, 2025 to Apr 1, 2026
- RAUM · $829M to $933MMar 31, 2025 to Apr 1, 2026
- Accounts · 1,061 to 1,144Sep 23, 2024 to Mar 31, 2025
- Charity clients · 5 to 4Sep 23, 2024 to Mar 31, 2025
- Corporate clients · 40 to 39Sep 23, 2024 to Mar 31, 2025
- HNW clients · 101 to 122Sep 23, 2024 to Mar 31, 2025
- Individual clients · 395 to 376Sep 23, 2024 to Mar 31, 2025
- Pension plan clients · 6 to 7Sep 23, 2024 to Mar 31, 2025
- Assets in custody · $109M to $204MSep 23, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 0Sep 23, 2024 to Mar 31, 2025
- Other offices · 2 to 3Sep 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $643M to $752MSep 23, 2024 to Mar 31, 2025
- HNW RAUM · $217M to $251MSep 23, 2024 to Mar 31, 2025
Signals
6 dated events
- G•••••• S•••• P••••• left B•• A•••• M••••••••• L•• for L•• F•••••••• L•• (registered 2024-01-12)Jan 8, 2024 · Advisor changed firm · fact
- 2 advisors left L•• F•••••••• L•• (Fort Mill, SC) for B•• A•••• M••••••••• L•• on the same dayApr 5, 2023 · Team lift-out · derived
- B•• A•••• M••••••••• L•• reported RAUM $635.7M, up 26% from $505.0M (2022-03-20 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- B•• A•••• M••••••••• L•• reported RAUM $505.0M, up 361% from $109.6M (2022-01-12 to 2022-03-20)Mar 20, 2022 · RAUM change · derived
- Jason Knoedler (Chief Executive Officer) appeared on Schedule A of B•• A•••• M••••••••• L••Dec 11, 2020 · Control person joined · fact
- B•• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 21, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- b•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- c••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- m•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- s••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 833-943-8090reportedpublic record, Form ADV, Aug 24, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $103Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026