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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Theodore Edward Greggis

Advisor at PRIVATE CLIENT SERVICES, LLC

Middletown, CT | LOUISVILLE, KY

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Search this name across graphsid dfx:ria:d837cba1-2783-69fb-1ffe-b56466b9e06b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE CLIENT SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Aug 14, 2000
First registration: Jul 28, 2004
Dual registered: yes, broker-dealer
Other names: THEODORE E GREGGIS
IAPD individual key: 3021699

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE CLIENT SERVICES, LLC	Bd affiliated wealth	Oct 31, 2023	n/a	yes	Middletown, CT\|LOUISVILLE, KY	Current employment
BLACKRIDGE ASSET MANAGEMENT, LLC	Independent wealth	Dec 3, 2019	Sep 20, 2023	no	Palm Beach Gardens, FL\|JUPITER, FL\|Middletown, CT	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Sep 1, 2006	Dec 3, 2008	no	WINDSOR, CT\|WINDSOR, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 8, 2006	Sep 28, 2006	no	HARTFORD, CT\|NEW YORK, NY	Previous registration
ADVEST, INC.	n/a	Jul 28, 2004	Mar 8, 2006	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKRIDGE ASSET MANAGEMENT, LLC	PRIVATE CLIENT SERVICES, LLC	Sep 20, 2023	Oct 31, 2023	41	Firm change	Ibd to ibd
VOYA FINANCIAL PARTNERS, LLC	BLACKRIDGE ASSET MANAGEMENT, LLC	Dec 3, 2008	Dec 3, 2019	4,017	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	VOYA FINANCIAL PARTNERS, LLC	Sep 28, 2006	Sep 1, 2006	-27	Firm change	Other
ADVEST, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 8, 2006	Mar 8, 2006	0	Bulk transfer	Other

Relationships

Registered with (5)

→ PRIVATE CLIENT SERVICES, LLCRegistered adviserregistration: current employment
Oct 31, 2023 to presentfactForm ADV
→ BLACKRIDGE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 3, 2019 to Sep 20, 2023factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 1, 2006 to Dec 3, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 8, 2006 to Sep 28, 2006factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Jul 28, 2004 to Mar 8, 2006factForm ADV

Dated events

Occurred
Sep 20, 2023
Advisor changed firm
Theodore Edward Greggis left Blackridge Asset Management, Llc for Private Client Services, Llc (registered 2023-10-31)
Form ADVobserved 6 days ago