DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Theodore Edward Greggis

Private Client Services, LLCBD affiliatedMiddletown, Ct dual registrantIAPD 3021699

Feed of 09/15/2026

Also filed as Theodore E Greggis

At current firm

2 y

since Oct 31, 2023

In the industry

26 y

since Aug 14, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/ted-greggis-9418511reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Private Client Services, LLC BD affiliated current
since Oct 31, 2023 · Middletown, Ct
Blackridge Asset Management, LLC independent RIA
Dec 3, 2019 to Sep 20, 2023 · Palm Beach Gardens, Fl
Voya Financial Partners, LLC former
Sep 1, 2006 to Dec 3, 2008 · Windsor, Ct
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 8, 2006 to Sep 28, 2006 · Hartford, Ct
Advest, Inc. unclassified
Jul 28, 2004 to Mar 8, 2006 · Hartford, Ct

Moves

a registration end followed by a registration begin elsewhere

Blackridge Asset Management, LLC to Private Client Services, LLC
left Sep 20, 2023, registered Oct 31, 2023 (41 days) · Affiliated broker-dealer or bank to another
Voya Financial Partners, LLC to Blackridge Asset Management, LLC
left Dec 3, 2008, registered Dec 3, 2019 (4017 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Voya Financial Partners, LLC
left Sep 28, 2006, registered Sep 1, 2006 (-27 days) · Other
Advest, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Mar 8, 2006, registered Mar 8, 2006 (0 days) · corporate re-registration, not a move

Signals

Theodore Edward Greggis left Blackridge Asset Management, Llc for Private Client Services, Llc (registered 2023-10-31)
Sep 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address