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CRD 170774
DRAPER, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| D•••• S•••• B•••••• | n/a | DRAPER, UT | 12 | 35 | 1 | no |
| M••• H••••• B••••• | Certified Financial Planner | DRAPER, UT | 12 | 26 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• D••••• S•••• | MANAGING MEMBER | C | yes | 10/2023 | Apr 16, 2014 | Nov 15, 2024 |
| B••••••• D••••• S•••• | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | B | yes | 05/2014 | Apr 16, 2014 | Nov 15, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Layton | Ut | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $529M | $463M | 14.4% | $339M | 16.0% | 11 | 12 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••••• S••••••• N•••••• | 3 | Jul 6, 2023 | Jul 5, 2023 | DRAPER, UT | Team lift out | RIA to RIA | 33.3% |
| C•••• C•••••• A••••••• L•• | 2 | Oct 3, 2019 | Oct 4, 2019 |
| no |
| R•••• J•••• H••••••••• | n/a | DRAPER, UT | 10 | 10 | n/a | no |
| M••••• J•• P••••• | n/a | Draper, UT | 8 | 30 | 1 | no |
| S•••••• M•••••• S•••• | n/a | DRAPER, UT | 8 | 11 | 1 | no |
| S•••••• D•••• C••••• | Certified Financial Planner | Layton, UT | DRAPER, UT | 8 | 12 | n/a | no |
| D•••• A••• B•••••• | Chartered Financial Consultant | DRAPER, UT | 2 | 11 | n/a | no |
| MANAGING MEMBER |
| C |
| yes |
| 10/2023 |
| Apr 16, 2014 |
| Nov 15, 2024 |
| H••••••••• R••••• J•••• | MANAGING MEMBER | C | yes | 10/2023 | Jan 10, 2022 | Nov 15, 2024 |
| H••••••••• S•••••• W•••••• | MANAGING MEMBER | C | yes | 10/2023 | Apr 16, 2014 | Nov 15, 2024 |
| N••••••• H••••••• L•• | MANAGING MEMBER | E | yes | 10/2023 | Nov 9, 2023 | Nov 15, 2024 |
| Mar 10, 2026 |
| $529M |
| $527M |
| 11 |
| 7 |
| 2 |
| n/a |
| n/a |
| 2024 | Feb 10, 2025 | $463M | $461M | 12 | 7 | 2 | n/a | n/a |
| 2023 | Jan 25, 2024 | $395M | $395M | 13 | 7 | 2 | n/a | n/a |
| 2022 | Jan 30, 2023 | $339M | $339M | 17 | 11 | 2 | n/a | n/a |
| 2021 | Jan 10, 2022 | $460M | $460M | 16 | 11 | 2 | n/a | n/a |
| 2020 | Feb 11, 2021 | $377M | $377M | 16 | 12 | 2 | n/a | n/a |
| 2019 | Feb 3, 2020 | $324M | $324M | 16 | 12 | 2 | n/a | n/a |
| 2018 | Jan 29, 2019 | $307M | $307M | 13 | 13 | 2 | n/a | n/a |
| 2017 | Mar 9, 2018 | $332M | $332M | 18 | 10 | 2 | n/a | n/a |
| 2016 | Feb 13, 2017 | $275M | $275M | 19 | 11 | n/a | n/a | n/a |
| 2015 | Jan 13, 2016 | $260M | $260M | 20 | 9 | n/a | n/a | n/a |
| 2014 | Jan 30, 2015 | $273M | $273M | 9 | 9 | n/a | n/a | n/a |
| DRAPER, UT |
| Team lift out |
| RIA to RIA |
| 18.2% |