DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Navigate Private Wealth, LLC
Latest filing Mar 10, 2026
First filing on the tape Apr 16, 2014 · 35 filings
SEC status approved since May 2, 2014
RAUM
$529M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$529M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$75.6M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$529M as of Mar 10, 2026
Jan 30, 2015$273M then
HNW client RAUM$285M as of Mar 10, 2026
Mar 9, 2018$119M then
State-registered IARs (5.B.3)7 as of Mar 10, 2026
Jan 30, 20159 then
Employees (5.A)11 as of Mar 10, 2026
Jan 30, 20159 then
Private funds: no history
RAUM +14% over the last fiscal year+16% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $75.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 276derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $274,354derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Custody
- $289M, 508 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$285M54%
- Individuals$244M46%
- Individual clients
- 1,713reported
- HNW clients
- 216reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,929reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $289M for 508 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Scott Bunnell | Draper, Ut | May 7, 2014 | 35 y | 1 |
| Mark Harold BurgonCertified Financial Planner | Draper, Ut | May 7, 2014 | 26 y | 1 |
| Riley James Hendrickson | Draper, Ut | May 31, 2016 | 10 y | 0 |
| Murray Jay Peters | Draper, Ut | Oct 16, 2017 | 30 y | 1 |
| Stephen Michael Smith | Draper, Ut | May 4, 2018 | 11 y | 1 |
| Spencer David CazierCertified Financial Planner | Layton, Ut | Jun 14, 2018 | 12 y | 0 |
| David Alex BunnellChartered Financial Consultant | Draper, Ut | Jul 10, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- David King Eaton to Advisory Services NetworkJul 6, 2023 · RIA to RIA
- Robert Michael Ford to Advisory Services NetworkJul 6, 2023 · RIA to RIA
- Jerry Lynn Ford to Advisory Services NetworkJul 6, 2023 · RIA to RIA
- Michael Brandon Riley to Coign Capital Advisors LLCOct 3, 2019 · RIA to RIA
- Trevor Christian Stauffer to Coign Capital Advisors LLCOct 3, 2019 · RIA to RIA
Joined, latest
- Stephen Michael Smith from Charles Schwab & Co., Inc.May 4, 2018 · Affiliated broker-dealer or bank to independent RIA
- Murray Jay Peters from Ameriprise Financial Services, LLCOct 16, 2017 · Other
- Trevor Christian Stauffer from Ameriprise Financial Services, LLCMay 8, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- David Scott Bunnell from Ameriprise Financial Services, LLCMay 7, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- Mark Harold Burgon from Ameriprise Financial Services, LLCMay 7, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- David King Eaton from Ameriprise Financial Services, LLCMay 7, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- Michael Brandon Riley from Ameriprise Financial Services, LLCMay 7, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- Jerry Lynn Ford from Ameriprise Financial Services, LLCMay 7, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Advisory Services NetworkJul 6, 2023 · Draper, Ut
- 2 left for Coign Capital Advisors LLCOct 3, 2019 · Draper, Ut
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott David Bunnell · Managing Member And Chief Compliance Officercontrolsince 05/2014 · owns 10% to 25%
- Scott David Bunnell · Managing Membercontrolsince 10/2023 · owns 25% to 50% of Navigate Holdings LLC
- Harold Mark Burgon · Managing Membercontrolsince 10/2023 · owns 25% to 50% of Navigate Holdings LLC
- James Riley Hendrickson · Managing Membercontrolsince 10/2023 · owns 25% to 50% of Navigate Holdings LLC
- William Steven Hendrickson · Managing Membercontrolsince 10/2023 · owns 25% to 50% of Navigate Holdings LLC
Entity owners
- Navigate Holdings LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Draper, Ut · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Layton, UT2 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 10, 2026private clients per advisor of 275.6 against a peer median of 63.7 (1211 comparable advisers, 98.0th percentile, 5.7 robust deviations)peers: independent wealth managers, $500M to $1B (1,211) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,804 to 1,929Feb 10, 2025 to Jan 21, 2026
- HNW clients · 183 to 216Feb 10, 2025 to Jan 21, 2026
- Individual clients · 1,621 to 1,713Feb 10, 2025 to Jan 21, 2026
- Assets in custody · $244M to $289MFeb 10, 2025 to Jan 21, 2026
- Employees · 12 to 11Feb 10, 2025 to Jan 21, 2026
- Discretionary RAUM · $461M to $527MFeb 10, 2025 to Jan 21, 2026
- HNW RAUM · $242M to $285MFeb 10, 2025 to Jan 21, 2026
- Individual RAUM · $220M to $244MFeb 10, 2025 to Jan 21, 2026
- Non-discretionary RAUM · $1.5M to $2.3MFeb 10, 2025 to Jan 21, 2026
- RAUM · $463M to $529MFeb 10, 2025 to Jan 21, 2026
- Accounts · 1,691 to 1,804Nov 15, 2024 to Feb 10, 2025
- HNW clients · 118 to 183Nov 15, 2024 to Feb 10, 2025
- Individual clients · 1,573 to 1,621Nov 15, 2024 to Feb 10, 2025
- Assets in custody · $200M to $244MNov 15, 2024 to Feb 10, 2025
- Employees · 13 to 12Nov 15, 2024 to Feb 10, 2025
- Financial planning clients · 0 to 1-10Nov 15, 2024 to Feb 10, 2025
- Discretionary RAUM · $395M to $461MNov 15, 2024 to Feb 10, 2025
- HNW RAUM · $187M to $242MNov 15, 2024 to Feb 10, 2025
- Individual RAUM · $208M to $220MNov 15, 2024 to Feb 10, 2025
- Non-discretionary RAUM · $0 to $1.5MNov 15, 2024 to Feb 10, 2025
- RAUM · $395M to $463MNov 15, 2024 to Feb 10, 2025
- Related insurance company · false to trueNov 15, 2024 to Feb 10, 2025
- Accounts · 2,059 to 1,691Nov 9, 2023 to Jan 25, 2024
- Advisory employees · 11 to 7Nov 9, 2023 to Jan 25, 2024
- HNW clients · 98 to 118Nov 9, 2023 to Jan 25, 2024
- Individual clients · 1,318 to 1,573Nov 9, 2023 to Jan 25, 2024
- Assets in custody · $197M to $200MNov 9, 2023 to Jan 25, 2024
- Employees · 17 to 13Nov 9, 2023 to Jan 25, 2024
- Financial planning clients · 1-10 to 0Nov 9, 2023 to Jan 25, 2024
- State-registered IARs · 10 to 7Nov 9, 2023 to Jan 25, 2024
- Discretionary RAUM · $339M to $395MNov 9, 2023 to Jan 25, 2024
- HNW RAUM · $142M to $187MNov 9, 2023 to Jan 25, 2024
- Individual RAUM · $197M to $208MNov 9, 2023 to Jan 25, 2024
- RAUM · $339M to $395MNov 9, 2023 to Jan 25, 2024
- Accounts · 2,024 to 2,059Dec 21, 2022 to Jan 30, 2023
- HNW clients · 135 to 98Dec 21, 2022 to Jan 30, 2023
- Individual clients · 1,889 to 1,318Dec 21, 2022 to Jan 30, 2023
- Assets in custody · $229M to $197MDec 21, 2022 to Jan 30, 2023
- Employees · 16 to 17Dec 21, 2022 to Jan 30, 2023
- Financial planning clients · 0 to 1-10Dec 21, 2022 to Jan 30, 2023
Signals
10 dated events
- King David Eaton (Managing Member) no longer on Schedule A of Navigate Private Wealth, Llc (listed 2023-01-30, absent 2023-11-09)Nov 9, 2023 · Control person left · inference
- Lynn Jerry Ford (Managing Member) no longer on Schedule A of Navigate Private Wealth, Llc (listed 2023-01-30, absent 2023-11-09)Nov 9, 2023 · Control person left · inference
- Robert Michael Ford left Navigate Private Wealth, Llc for Advisory Services Network (registered 2023-07-05)Jul 6, 2023 · Advisor changed firm · fact
- 3 advisors left Navigate Private Wealth, LLC (Draper, UT) for Advisory Services Network on the same dayJul 6, 2023 · Team lift-out · derived
- David King Eaton left Navigate Private Wealth, Llc for Advisory Services Network (registered 2023-07-03)Jul 6, 2023 · Advisor changed firm · fact
- Jerry Lynn Ford left Navigate Private Wealth, Llc for Advisory Services Network (registered 2023-07-05)Jul 6, 2023 · Advisor changed firm · fact
- Navigate Private Wealth, Llc reported RAUM $338.9M, down 26% from $459.9M (2022-12-21 to 2023-01-30)Jan 30, 2023 · RAUM change · derived
- Bryson Paul Holbrook (Managing Member) no longer on Schedule A of Navigate Private Wealth, Llc (listed 2021-02-11, absent 2022-01-10)Jan 10, 2022 · Control person left · inference
- Brandon Michael Riley (Managing Member) no longer on Schedule A of Navigate Private Wealth, Llc (listed 2019-06-28, absent 2019-10-30)Oct 30, 2019 · Control person left · inference
- Navigate Private Wealth, Llc filed its initial SEC registration (Form ADV)Apr 16, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 801-676-4587reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 801-771-2600reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- NAVIGATEPRIVATEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 801-676-4588reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- navigateprivatewealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026