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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

RMWC

CRD 147359

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d84a18ab-fb66-df58-4100-7920dd062a51

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 5
On other graphs: 4
Observed: Feb 13, 2012 to Sep 10, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Rmwc

Private equity manager · shared crd

Independent Sponsorsidentity

Rmwc

Capital provider to sponsors · shared crd

Private Creditidentity

RMWC

Private credit manager · shared crd

Real Estate Fundsidentity

Rmwc

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $807MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $807M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 11
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-71710
CRD: 147359
Filings on the tape: 31
First filed: Feb 13, 2012
Latest filed: Sep 10, 2026
Organised: Corporation, WY
Website: rmwc.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RMWC DIRECT LENDING OPPORTUNITIES FUND IV, LP	Real Estate Fund	$240M	Sep 23, 2024	128	Mar 31, 2021	reported	021-478931
RMWC DIRECT LENDING OPPORTUNITIES FUND III, LP	Real Estate Fund	$86.0M	Sep 23, 2024	59	Mar 30, 2019	reported	021-306788
RMWC DIRECT LENDING FUND II, LP	Real Estate Fund	$78.0M	Sep 23, 2024	46	Mar 30, 2016	reported	021-241633
ROCKY MOUNTAIN WEALTH CONCEPTS CREDIT STRATEGES FUND I	Hedge Fund	$75.9M	Nov 27, 2012	20	Feb 13, 2012	dropped	021-120321
RMWC CREDIT ALPHA FUND, LP	Hedge Fund	$68.0M	Sep 23, 2024	68	Feb 13, 2012	reported	021-306050
RMWC HYBRID FUND, LP	Hedge Fund	$33.0M	Oct 8, 2015	19	Feb 13, 2012	dropped	021-120310
RMWC ALTERNATIVE FUND, LP	Private Equity Fund	$1.4M	Sep 23, 2024	17	Feb 13, 2012	reported	021-120311

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDREWS, THOMAS, COLEMAN	Shareholder	C	yes	06/2008	Feb 13, 2012	Sep 23, 2024
Cohen, Jonathan, Gabriel	Cfo	Na	yes	06/2023	Nov 14, 2023	Sep 23, 2024
COLETYME LLC	Shareholder	C	yes	07/2013	Jul 3, 2013	Sep 23, 2024
Fischler, Steven, A	Shareholder	C	yes	03/2020	Mar 30, 2020	Sep 23, 2024
KORELL, HAROLD, MARTIN	Shareholder	C	yes	07/2013	Jul 3, 2013	Sep 23, 2024
MONACAN LLC	SOLE SHAREHOLDER	E	yes	03/2020	Mar 31, 2021	Sep 23, 2024
RMWC MANAGEMENT, INC	Shareholder	E	yes	01/2011	Mar 31, 2018	Sep 23, 2024
ANDREWS, THOMAS, COLEMAN	CHIEF EXECUTIVE OFFICER/PRESIDENT	C	no	01/2008	Feb 13, 2012	Sep 23, 2024
BRANCAZIO, CHRISTOPHER, JOHN	Cco	Na	no	10/2023	Nov 8, 2023	Sep 23, 2024
BROOKS, MARC, BRIAN	MANAGING DIRECTOR	Na	no	03/2020	Mar 30, 2020	Sep 23, 2024
Fischler, Steven, A	CHIEF INVESTMENT OFFICER	C	no	03/2020	Mar 30, 2020	Sep 23, 2024
RIGGS, CURT, A	MANAGING DIRECTOR	Na	no	03/2020	Mar 30, 2020	Sep 23, 2024
RUBENSTEIN, MICHAEL, ROSS	MANAGING DIRECTOR	Na	no	01/2008	Feb 13, 2012	Sep 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEW GABLES CAPITAL	n/a	n/a	n/a	Y	yes	n/a
RMWC 333 NORTH TAMIAMI LLC	n/a	n/a	n/a	Y	yes	n/a
RMWC 915 DIVISION STREET GP, LLC	n/a	n/a	n/a	Y	yes	n/a
RMWC ALTERNATIVE FUND GP, LLC	n/a	n/a	n/a	Y	yes	n/a
RMWC CREDIT ALPHA FUND, GP, LLC	n/a	n/a	n/a	Y	yes	n/a
RMWC DIRECT LENDING FUND GP, LLC	n/a	n/a	n/a	Y	yes	n/a
RMWC DIRECT LENDING OPPORTUNITIES FUND III GP, LLC	n/a	n/a	n/a	Y	yes	n/a
RMWC DIRECT LENDING OPPORTUNITIES FUND IV GP, LLC	n/a	n/a	n/a	Y	yes	n/a
RMWC HEYDAY GP LLC	n/a	n/a	n/a	Y	yes	n/a
SRF VENTURES	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$807M	$807M	13	8	1	6	n/a
2024	Mar 26, 2025	$690M	$690M	11	6	1	5	n/a
2023	Mar 28, 2024	$519M	$519M	11	8	1	5	$473M
2022	Mar 30, 2023	$509M	$509M	11	7	1	5	$464M
2021	Mar 31, 2022	$435M	$435M	11	5	1	5	$405M
2020	Mar 31, 2021	$319M	$319M	10	5	1	5	$298M
2019	Mar 30, 2020	$254M	$254M	11	5	1	4	$258M
2018	Mar 30, 2019	$202M	$202M	5	2	1	4	$203M
2017	Mar 31, 2018	$182M	$182M	5	2	1	3	$182M
2016	Mar 31, 2017	$135M	$135M	5	2	n/a	3	$169M
2015	Mar 30, 2016	$135M	$135M	5	2	n/a	3	$140M
2014	Apr 1, 2015	$140M	$140M	5	3	n/a	3	$140M
2013	Mar 31, 2014	$145M	$145M	4	3	n/a	3	$142M
2012	Mar 18, 2013	$142M	$142M	4	3	n/a	3	$142M
2011	Feb 13, 2012	$136M	$136M	n/a	n/a	n/a	4	$136M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$807M	$690M	16.9%	$509M	16.6%	13	11	0	1

Relationships

Advises (7)

→ RMWC DIRECT LENDING OPPORTUNITIES FUND III, LPPrivate fundReal Estate Fund, IA
Mar 30, 2019 to presentfactForm ADV
→ RMWC ALTERNATIVE FUND, LPPrivate fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ RMWC DIRECT LENDING FUND II, LPPrivate fundReal Estate Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ RMWC DIRECT LENDING OPPORTUNITIES FUND IV, LPPrivate fundReal Estate Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ RMWC CREDIT ALPHA FUND, LPPrivate fundHedge Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ RMWC HYBRID FUND, LPPrivate fundHedge Fund, IA, no longer reported
Feb 13, 2012 to Oct 8, 2015factForm ADV
→ ROCKY MOUNTAIN WEALTH CONCEPTS CREDIT STRATEGES FUND IPrivate fundHedge Fund, IA, no longer reported
Feb 13, 2012 to Nov 27, 2012factForm ADV

Owns (6)

← BRANCAZIO, CHRISTOPHER, JOHNOwnerCCO, ownership code NA, individual
Nov 8, 2023 to Sep 23, 2024factForm ADV
← RUBENSTEIN, MICHAEL, ROSSOwnerMANAGING DIRECTOR, ownership code NA, individual
Feb 13, 2012 to Sep 23, 2024factForm ADV
← ANDREWS, THOMAS, COLEMANOwnerCHIEF EXECUTIVE OFFICER/PRESIDENT, ownership code C, individual
Feb 13, 2012 to Sep 23, 2024factForm ADV
← RIGGS, CURT, AOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2020 to Sep 23, 2024factForm ADV
← BROOKS, MARC, BRIANOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2020 to Sep 23, 2024factForm ADV
← Fischler, Steven, AOwnerCHIEF INVESTMENT OFFICER, ownership code C, individual
Mar 30, 2020 to Sep 23, 2024factForm ADV

Controls (7)

← ANDREWS, THOMAS, COLEMANOwnerSHAREHOLDER, ownership code C, individual
Feb 13, 2012 to Sep 23, 2024factForm ADV
← KORELL, HAROLD, MARTINOwnerSHAREHOLDER, ownership code C, individual
Jul 3, 2013 to Sep 23, 2024factForm ADV
← Fischler, Steven, AOwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2020 to Sep 23, 2024factForm ADV
← Cohen, Jonathan, GabrielOwnerCFO, ownership code NA, individual
Nov 14, 2023 to Sep 23, 2024factForm ADV
← COLETYME LLCOwnerSHAREHOLDER, ownership code C, domestic entity
Jul 3, 2013 to Sep 23, 2024factForm ADV
← MONACAN LLCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 31, 2021 to Sep 23, 2024factForm ADV
← RMWC MANAGEMENT, INCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 31, 2018 to Sep 23, 2024factForm ADV

Dated events

Occurred
Mar 26, 2025
Regulatory AUM changed
Rmwc reported RAUM $690.4M, up 33% from $519.0M (2024-09-23 to 2025-03-26)
Form ADVobserved 3 days ago
$171M
Occurred
Nov 14, 2023
Control person joined
Gabriel Jonathan Cohen (Cfo) appeared on Schedule A of Rmwc
Form ADVobserved 3 days ago
Occurred
Nov 8, 2023
Control person left
Robert Nathanael Clemensen (Director Of Finance & Operations/Chief Compliance Officer) no longer on Schedule A of Rmwc (listed 2023-04-14, absent 2023-11-08)
Form ADVobserved 3 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Rmwc reported RAUM $434.8M, up 36% from $318.7M (2021-03-31 to 2022-03-31)
Form ADVobserved 3 days ago
$116M
Occurred
Mar 30, 2020
Control person joined
A Steven Fischler (Chief Investment Officer) appeared on Schedule A of Rmwc
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d84a18ab-fb66-df58-4100-7920dd062a51
First observed: Feb 13, 2012
Last observed: Sep 10, 2026 8 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RMWC

CRD 147359

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d84a18ab-fb66-df58-4100-7920dd062a51

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:38 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RMWC DIRECT LENDING OPPORTUNITIES FUND IV, LP

Real Estate Fund

$240M

Sep 23, 2024

128

Mar 31, 2021

reported

021-478931

RMWC DIRECT LENDING OPPORTUNITIES FUND III, LP

Real Estate Fund

$86.0M

Sep 23, 2024

Mar 30, 2019

reported

021-306788

RMWC DIRECT LENDING FUND II, LP

Real Estate Fund

$78.0M

Sep 23, 2024

Mar 30, 2016

reported

021-241633

ROCKY MOUNTAIN WEALTH CONCEPTS CREDIT STRATEGES FUND I

Hedge Fund

$75.9M

Nov 27, 2012

Feb 13, 2012

dropped

021-120321

RMWC CREDIT ALPHA FUND, LP

Hedge Fund

$68.0M

Sep 23, 2024

Feb 13, 2012

reported

021-306050

RMWC HYBRID FUND, LP

Hedge Fund

$33.0M

Oct 8, 2015

Feb 13, 2012

dropped

021-120310

RMWC ALTERNATIVE FUND, LP

Private Equity Fund

$1.4M

Sep 23, 2024

Feb 13, 2012

reported

021-120311

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDREWS, THOMAS, COLEMAN

Shareholder

yes

06/2008

Feb 13, 2012

Sep 23, 2024

Cohen, Jonathan, Gabriel

Cfo

yes

06/2023

Nov 14, 2023

Sep 23, 2024

COLETYME LLC

Shareholder

yes

07/2013

Jul 3, 2013

Sep 23, 2024

Fischler, Steven, A

Shareholder

yes

03/2020

Mar 30, 2020

Sep 23, 2024

KORELL, HAROLD, MARTIN

Shareholder

yes

07/2013

Jul 3, 2013

Sep 23, 2024

MONACAN LLC

SOLE SHAREHOLDER

yes

03/2020

Mar 31, 2021

Sep 23, 2024

RMWC MANAGEMENT, INC

Shareholder

yes

01/2011

Mar 31, 2018

Sep 23, 2024

ANDREWS, THOMAS, COLEMAN

CHIEF EXECUTIVE OFFICER/PRESIDENT

01/2008

Feb 13, 2012

Sep 23, 2024

BRANCAZIO, CHRISTOPHER, JOHN

Cco

10/2023

Nov 8, 2023

Sep 23, 2024

BROOKS, MARC, BRIAN

MANAGING DIRECTOR

03/2020

Mar 30, 2020

Sep 23, 2024

Fischler, Steven, A

CHIEF INVESTMENT OFFICER

03/2020

Mar 30, 2020

Sep 23, 2024

RIGGS, CURT, A

MANAGING DIRECTOR

03/2020

Mar 30, 2020

Sep 23, 2024

RUBENSTEIN, MICHAEL, ROSS

MANAGING DIRECTOR

01/2008

Feb 13, 2012

Sep 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEW GABLES CAPITAL

n/a

yes

n/a

RMWC 333 NORTH TAMIAMI LLC

n/a

yes

n/a

RMWC 915 DIVISION STREET GP, LLC

n/a

yes

n/a

RMWC ALTERNATIVE FUND GP, LLC

n/a

yes

n/a

RMWC CREDIT ALPHA FUND, GP, LLC

n/a

yes

n/a

RMWC DIRECT LENDING FUND GP, LLC

n/a

yes

n/a

RMWC DIRECT LENDING OPPORTUNITIES FUND III GP, LLC

n/a

yes

n/a

RMWC DIRECT LENDING OPPORTUNITIES FUND IV GP, LLC

n/a

yes

n/a

RMWC HEYDAY GP LLC

n/a

yes

n/a

SRF VENTURES

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN FRANCISCO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$807M

n/a

2024

Mar 26, 2025

$690M

n/a

2023

Mar 28, 2024

$519M

$473M

2022

Mar 30, 2023

$509M

$464M

2021

Mar 31, 2022

$435M

$405M

2020

Mar 31, 2021

$319M

$298M

2019

Mar 30, 2020

$254M

$258M

2018

Mar 30, 2019

$202M

$203M

2017

Mar 31, 2018

$182M

2016

Mar 31, 2017

$135M

n/a

$169M

2015

Mar 30, 2016

$135M

n/a

$140M

2014

Apr 1, 2015

$140M

n/a

$140M

2013

Mar 31, 2014

$145M

n/a

$142M

2012

Mar 18, 2013

$142M

n/a

$142M

2011

Feb 13, 2012

$136M

n/a

$136M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$807M

$690M

16.9%

$509M

16.6%