DFX Intelligence

RIA Intelligence

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SEC-registered adviser

R•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 147359SEC 801-71710website IAPD

Latest filing Sep 10, 2026

First filing on the tape Feb 13, 2012 · 31 filings

SEC status approved since Jul 21, 2010

RAUM

$807M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

31 filings and snapshots on the tape

RAUM$807M as of Mar 31, 2026

Feb 13, 2012$136M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 18, 20130 then

Employees (5.A)13 as of Mar 31, 2026

Mar 18, 20134 then

Private funds6 as of Mar 31, 2026

Feb 13, 20124 then

RAUM +17% over the last fiscal year+17% a year over threeIARs 0 to 0offices 1 to 0

Practice profile

derived from the filing of Sep 10, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $73.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +17%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$807M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 11reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

7 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R••• D••••• L•••••• O••••••••• F••• I•• L•	Real Estate Fund	$240M	128	Mar 31, 2021
R••• D••••• L•••••• O••••••••• F••• I••• L•	Real Estate Fund	$86.0M	59	Mar 30, 2019
R••• D••••• L•••••• F••• I•• L•	Real Estate Fund	$78.0M	46	Mar 30, 2016
R•••• M••••••• W••••• C••••••• C••••• S•••••••• F••• I•no longer reported	Hedge Fund	$75.9M	20	Feb 13, 2012
R••• C••••• A•••• F•••• L•	Hedge Fund	$68.0M	68	Feb 13, 2012
R••• H••••• F•••• L•no longer reported	Hedge Fund	$33.0M	19	Feb 13, 2012
R••• A••••••••• F•••• L•	Private Equity Fund	$1.4M	17	Feb 13, 2012

Owners and control persons

Schedule A and B, latest filing

C••••• J•••••••• G•••••• · Cfocontrol
since 06/2023 · owns less than 5%
A••••••• T•••••• C•••••• · Shareholdercontrol
since 06/2008 · owns 25% to 50% of M•••••• L••
F•••••••• S•••••• A• · Shareholdercontrol
since 03/2020 · owns 25% to 50% of M•••••• L••
K•••••• H•••••• M••••• · Shareholdercontrol
since 07/2013 · owns 25% to 50% of C••••••• L••
A••••••• T•••••• C•••••• · Chief Executive Officer/President
since 01/2008 · owns 25% to 50%
B••••••••• C••••••••• J••• · Cco
since 10/2023 · owns less than 5%
B•••••• M•••• B•••• · Managing D•••••Or
since 03/2020 · owns less than 5%
F•••••••• S•••••• A• · Chief Investment Officer
since 03/2020 · owns 25% to 50%
R••••• C•••• A• · Managing D•••••Or
since 03/2020 · owns less than 5%
R••••••••• M••••••• R••• · Managing D•••••Or
since 01/2008 · owns less than 5%

Entity owners

R••• M••••••••• I•• · Shareholder
direct · owns 75% or more
C••••••• L•• · Shareholder
indirect · owns 25% to 50% of M•••••• L••
M•••••• L•• · Sole Shareholder
indirect · owns 75% or more of R••• M••••••••• I••

Related persons

Schedule D 7.A

N•• G••••• C••••••
pooled vehicle sponsory
R••• 3•• N•••• T•••••• L••
pooled vehicle sponsory
R••• 9•• D••••••• S••••• G•• L••
pooled vehicle sponsory
R••• A••••••••• F••• G•• L••
pooled vehicle sponsory
R••• C••••• A•••• F•••• G•• L••
pooled vehicle sponsory
R••• D••••• L•••••• F••• G•• L••
pooled vehicle sponsory
R••• D••••• L•••••• O••••••••• F••• I•• G•• L••
pooled vehicle sponsory
R••• D••••• L•••••• O••••••••• F••• I• G•• L••
pooled vehicle sponsory
R••• H••••• G• L••
pooled vehicle sponsory
S•• V•••••••
investment companyy

Offices

Schedule D 1.F, the 25 largest

San Francisco, CA1 employees

What changed

consecutive filings, newest first

Financial planning clients · 0 to 0
Mar 31, 2026 to Sep 10, 2026
Other offices · 1 to 0
Mar 31, 2026 to Sep 10, 2026
Private funds · 6 to unset
Mar 31, 2026 to Sep 10, 2026
Succession · false to unset
Mar 31, 2026 to Sep 10, 2026
Accounts · 9 to 11
Jul 25, 2025 to Mar 31, 2026
Advisory employees · 6 to 8
Jul 25, 2025 to Mar 31, 2026
Pooled vehicle clients · 8 to 11
Jul 25, 2025 to Mar 31, 2026
Employees · 11 to 13
Jul 25, 2025 to Mar 31, 2026
Private funds · 5 to 6
Jul 25, 2025 to Mar 31, 2026
Discretionary RAUM · $690M to $807M
Jul 25, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $655M to $807M
Jul 25, 2025 to Mar 31, 2026
RAUM · $690M to $807M
Jul 25, 2025 to Mar 31, 2026
Financial planning clients · 0 to 0
Mar 26, 2025 to Jul 25, 2025
Advisory employees · 8 to 6
Sep 23, 2024 to Mar 26, 2025
Discretionary RAUM · $519M to $690M
Sep 23, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $494M to $655M
Sep 23, 2024 to Mar 26, 2025
RAUM · $519M to $690M
Sep 23, 2024 to Mar 26, 2025
Advisory employees · 7 to 8
Nov 14, 2023 to Mar 28, 2024
Discretionary RAUM · $509M to $519M
Nov 14, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $509M to $494M
Nov 14, 2023 to Mar 28, 2024
RAUM · $509M to $519M
Nov 14, 2023 to Mar 28, 2024
Accounts · 8 to 9
Aug 9, 2022 to Mar 30, 2023
Advisory employees · 5 to 7
Aug 9, 2022 to Mar 30, 2023
Discretionary RAUM · $435M to $509M
Aug 9, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $435M to $509M
Aug 9, 2022 to Mar 30, 2023
RAUM · $435M to $509M
Aug 9, 2022 to Mar 30, 2023
Accounts · 6 to 8
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle clients · 6 to 8
Mar 31, 2021 to Mar 31, 2022
Employees · 10 to 11
Mar 31, 2021 to Mar 31, 2022
Discretionary RAUM · $319M to $435M
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $319M to $435M
Mar 31, 2021 to Mar 31, 2022
RAUM · $319M to $435M
Mar 31, 2021 to Mar 31, 2022
Accounts · 4 to 6
Apr 29, 2020 to Mar 31, 2021
Pooled vehicle clients · 4 to 6
Apr 29, 2020 to Mar 31, 2021
Employees · 11 to 10
Apr 29, 2020 to Mar 31, 2021
Private funds · 4 to 5
Apr 29, 2020 to Mar 31, 2021
Discretionary RAUM · $254M to $319M
Apr 29, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $254M to $319M
Apr 29, 2020 to Mar 31, 2021
RAUM · $254M to $319M
Apr 29, 2020 to Mar 31, 2021
Advisory employees · 2 to 5
Mar 30, 2019 to Mar 30, 2020

Signals

5 dated events

Rmwc reported RAUM $690.4M, up 33% from $519.0M (2024-09-23 to 2025-03-26)
Mar 26, 2025 · RAUM change · derived
G•••••• J••••••• C•••• (Cfo) appeared on Schedule A of Rmwc
Nov 14, 2023 · Control person joined · fact
Robert Nathanael Clemensen (Director Of Finance & Operations/Chief Compliance Officer) no longer on Schedule A of Rmwc (listed 2023-04-14, absent 2023-11-08)
Nov 8, 2023 · Control person left · inference
Rmwc reported RAUM $434.8M, up 36% from $318.7M (2021-03-31 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
A S••••• F••••••• (Chief Investment Officer) appeared on Schedule A of Rmwc
Mar 30, 2020 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

Rmwc · Independent Sponsors
shared crd · capital_provider
Rmwc · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/rmwchomereportedpublic record, Form ADV, Sep 21, 2026
Website: R•••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 917-675-5084reportedpublic record, Form ADV, Sep 10, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

R••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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