RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B••• I••••••••• G••••• I••• no RAUM currentsince Feb 17, 2023 · Austin, Tx
- N•• A•••••• S•••••••• L•• formerAug 14, 2015 to Oct 20, 2015 · Austin, Tx
- B••• I••••••••• G••••• I••• no RAUMOct 21, 2009 to Dec 31, 2022 · Austin, Tx
- P•••••••• S••••••••• I••• BD affiliatedJul 14, 2008 to Sep 10, 2009 · Austin, Tx
- C••••• A•••••• N••••••• L•• formerDec 3, 2007 to Mar 11, 2008 · San Antonio, Tx
- A••••• W••••• M••••••••• unclassifiedNov 12, 2007 to Feb 12, 2008 · San Antonio, Tx
- B••• I••••••••• G••••• I••• to N•• A•••••• S•••••••• L••left Dec 31, 2022, registered Aug 14, 2015 (-2696 days) · Other
- N•• A•••••• S•••••••• L•• to B••• I••••••••• G••••• I•••left Oct 20, 2015, registered Feb 17, 2023 (2677 days) · Other
- P•••••••• S••••••••• I••• to B••• I••••••••• G••••• I•••left Sep 10, 2009, registered Oct 21, 2009 (41 days) · Other
- C••••• A•••••• N••••••• L•• to P•••••••• S••••••••• I•••left Mar 11, 2008, registered Jul 14, 2008 (125 days) · Other
- A••••• W••••• M••••••••• to C••••• A•••••• N••••••• L••left Feb 12, 2008, registered Dec 3, 2007 (-71 days) · Other
- E••• H••• L••••• left B••• I••••••••• G••••• I••• for N•• A•••••• S•••••••• L•• (registered 2015-08-14)Dec 31, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address