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RIA / WealthAdvisorCertified Financial Planner27 years in industry

TERRY MORRIS ANDERSON

Advisor at MAIA WEALTH

DENVER, CO | PARKER, CO

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Search this name across graphsid dfx:ria:d89f05dd-b108-65a5-6e83-2776cdccb953

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Aug 5, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAIA WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Sep 2, 1999
First registration: Aug 5, 1999
Dual registered: no
IAPD individual key: 2374045

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAIA WEALTH	Independent wealth	Jan 18, 2022	n/a	yes	DENVER, CO\|DENVER, CO\|PARKER, CO	Current employment
CAPITAL ASSET MANAGEMENT, LLC	Independent wealth	Jun 9, 2017	Apr 27, 2020	no	Parker, CO\|DENVER, CO	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Aug 30, 2013	Apr 27, 2020	no	DENVER, CO\|PARKER, CO\|Englewood, CO	Previous registration
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Sep 20, 2011	Mar 5, 2015	no	ORLANDO, FL	Previous registration
CAPWEST SECURITIES, INC.	n/a	Aug 17, 2010	Aug 23, 2011	no	LAKEWOOD, CO\|GREENWOOD VILLAGE, CO	Previous registration
QA3 FINANCIAL LLC	n/a	Mar 12, 2010	Jun 8, 2010	no	GREENWOOD VILLAGE, CO	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Mar 30, 2007	Mar 1, 2010	no	GREENWOOD VILLAGE, CO	Previous registration
QA3 FINANCIAL LLC	n/a	Aug 26, 2002	Apr 3, 2007	no	GREENWOOD VILLAGE, CO\|OMAHA, NE	Previous registration
OSAIC FA, INC.	Former SEC adviser	Aug 5, 1999	Aug 23, 2002	no	ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	CAPITAL ASSET MANAGEMENT, LLC	Apr 27, 2020	Jun 9, 2017	-1,053	Firm change after gap	Ibd to RIA
CAPITAL ASSET MANAGEMENT, LLC	MAIA WEALTH	Apr 27, 2020	Jan 18, 2022	631	Firm change after gap	RIA to RIA
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	FIRST ALLIED ADVISORY SERVICES, INC.	Mar 5, 2015	Aug 30, 2013	-552	Firm change after gap	Other
CAPWEST SECURITIES, INC.	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Aug 23, 2011	Sep 20, 2011	28	Firm change	Other
QA3 FINANCIAL LLC	CAPWEST SECURITIES, INC.	Jun 8, 2010	Aug 17, 2010	70	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	QA3 FINANCIAL LLC	Mar 1, 2010	Mar 12, 2010	11	Firm change	Other
QA3 FINANCIAL LLC	SECURITIES AMERICA ADVISORS, INC.	Apr 3, 2007	Mar 30, 2007	-4	Firm change	Other
OSAIC FA, INC.	QA3 FINANCIAL LLC	Aug 23, 2002	Aug 26, 2002	3	Firm change	Other

Relationships

Registered with (8)

→ MAIA WEALTHRegistered adviserregistration: current employment
Jan 18, 2022 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 30, 2013 to Apr 27, 2020factForm ADV
→ CAPITAL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 9, 2017 to Apr 27, 2020factForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 20, 2011 to Mar 5, 2015factForm ADV
→ CAPWEST SECURITIES, INC.Registered adviserregistration: previous registration
Aug 17, 2010 to Aug 23, 2011factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 12, 2010 to Jun 8, 2010factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Mar 30, 2007 to Mar 1, 2010factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Aug 5, 1999 to Aug 23, 2002factForm ADV

Dated events

No dated event names this entity yet.