RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• M••••• A•••••••
- M••• W••••• independent RIA currentsince Jan 18, 2022 · Denver, Co
- C•••••• A•••• M••••••••• L•• independent RIAJun 9, 2017 to Apr 27, 2020 · Parker, Co
- F•••• A••••• A••••••• S•••••••• I••• formerAug 30, 2013 to Apr 27, 2020 · Denver, Co
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedSep 20, 2011 to Mar 5, 2015 · Orlando, Fl
- C•••••• S••••••••• I••• unclassifiedAug 17, 2010 to Aug 23, 2011 · Lakewood, Co
- Q•• F•••••••• L•• unclassifiedMar 12, 2010 to Jun 8, 2010 · Greenwood Village, Co
- S••••••••• A•••••• A•••••••• I••• formerMar 30, 2007 to Mar 1, 2010 · Greenwood Village, Co
- Q•• F•••••••• L•• unclassifiedAug 26, 2002 to Apr 3, 2007 · Greenwood Village, Co
- O•••• F•• I••• formerAug 5, 1999 to Aug 23, 2002 · Englewood, Co
- F•••• A••••• A••••••• S•••••••• I••• to C•••••• A•••• M••••••••• L••left Apr 27, 2020, registered Jun 9, 2017 (-1053 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• A•••• M••••••••• L•• to M••• W•••••left Apr 27, 2020, registered Jan 18, 2022 (631 days) · RIA to RIA
- I••••••••• A••••• I••••••••• M••••••••• L•• to F•••• A••••• A••••••• S•••••••• I•••left Mar 5, 2015, registered Aug 30, 2013 (-552 days) · Other
- C•••••• S••••••••• I••• to I••••••••• A••••• I••••••••• M••••••••• L••left Aug 23, 2011, registered Sep 20, 2011 (28 days) · Other
- Q•• F•••••••• L•• to C•••••• S••••••••• I•••left Jun 8, 2010, registered Aug 17, 2010 (70 days) · Other
- S••••••••• A•••••• A•••••••• I••• to Q•• F•••••••• L••left Mar 1, 2010, registered Mar 12, 2010 (11 days) · Other
- Q•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Apr 3, 2007, registered Mar 30, 2007 (-4 days) · Other
- O•••• F•• I••• to Q•• F•••••••• L••left Aug 23, 2002, registered Aug 26, 2002 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address