DFX Intelligence

N••••• S•••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

N••••• S•••• G•••

Advisor at I••••••••• A•••••• A•••••••• L••

Dallas, TX

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Search this name across graphsid dfx:ria:c2cbaae6-cf36-c120-347c-f1468bcc806e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: May 15, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	May 22, 2023	n/a	yes	Dallas, TX	Current employment
L•••	I•••••••••_WEALTH	Jul 1, 2015	Jan 2, 2020	no	DALLAS, TX\|LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• A••••••• L••	L••• A•••••••	Jan 3, 2023	Mar 28, 2013	-3,568	Firm change after gap	Other
L•••	I••••••••• A•••••• A•••••••• L••	Jan 2, 2020	May 22, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
119540:269866:TX:2015-07-22	Jul 22, 2015	Jul 1, 2015	DALLAS, TX	Firm change

Relationships

Registered with (10)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: current employment
May 22, 2023 to presentfactForm ADV
→ L•• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 16, 2009 to Jan 3, 2023factForm ADV
→ L•••Registered adviserregistration: previous registration
Jul 1, 2015 to Jan 2, 2020factForm ADV
→ L••• A•••••••

Dated events

Occurred
Jan 3, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2cbaae6-cf36-c120-347c-f1468bcc806e
First observed: May 15, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.