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RIA / WealthAdvisorCertified Financial Planner24 years in industry

CARY CARBONARO

Advisor at ASHTON THOMAS PRIVATE WEALTH

SCOTTSDALE, AZ | Winter Garden, FL | New York, NY

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Search this name across graphsid dfx:ria:d8ce7e72-7e47-8180-b259-16f9b1faac37

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASHTON THOMAS PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 3, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65
First exam: Jan 3, 2002
First registration: Mar 4, 2002
Dual registered: no
Other names: CARY ANNE BOLEN|CARY ANNE CARBONARO
IAPD individual key: 4002401

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	Aug 10, 2024	n/a	yes	New York, NY\|Winter Garden, FL\|SCOTTSDALE, AZ	Current employment
ASHTON THOMAS ADVISORS LLC	Former SEC adviser	Sep 4, 2024	Dec 31, 2024	no	WINTER GARDEN, FL\|New York, NY\|SCOTTSDALE, AZ	Previous registration
ADVISORS CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 19, 2023	Aug 9, 2024	no	Winter Garden, FL\|RIDGEWOOD, NJ	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	May 9, 2012	Sep 27, 2022	no	HUNTINGTON, NY\|PARAMUS, NJ\|CLERMONT, FL\|WINTER GARDEN, FL	Previous registration
STONEGATE WEALTH MANAGEMENT, LLC	Former SEC adviser	Feb 10, 2010	Apr 27, 2012	no	n/a	Previous registration
FAMILY FINANCIAL	n/a	Mar 4, 2002	Dec 16, 2009	no	CLERMONT, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASHTON THOMAS ADVISORS LLC	n/a	Dec 31, 2024	n/a	n/a	Departure no registered destination	Departure
ADVISORS CAPITAL MANAGEMENT, LLC	ASHTON THOMAS PRIVATE WEALTH	Aug 9, 2024	Aug 10, 2024	1	Firm change	RIA to RIA
UNITED CAPITAL FINANCIAL ADVISORS	ADVISORS CAPITAL MANAGEMENT, LLC	Sep 27, 2022	Jan 19, 2023	114	Firm change	Ibd to RIA
STONEGATE WEALTH MANAGEMENT, LLC	UNITED CAPITAL FINANCIAL ADVISORS	Apr 27, 2012	May 9, 2012	12	Firm change	Other
FAMILY FINANCIAL	STONEGATE WEALTH MANAGEMENT, LLC	Dec 16, 2009	Feb 10, 2010	56	Firm change	Other

Relationships

Registered with (6)

→ ASHTON THOMAS PRIVATE WEALTHRegistered adviserregistration: current employment
Aug 10, 2024 to presentfactForm ADV
→ ASHTON THOMAS ADVISORS LLCRegistered adviserregistration: previous registration
Sep 4, 2024 to Dec 31, 2024factForm ADV
→ ADVISORS CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 19, 2023 to Aug 9, 2024factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 9, 2012 to Sep 27, 2022factForm ADV
→ STONEGATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 10, 2010 to Apr 27, 2012factForm ADV
→ FAMILY FINANCIALRegistered adviserregistration: previous registration
Mar 4, 2002 to Dec 16, 2009factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor departed, no destination yet
Cary Carbonaro no longer registered at Ashton Thomas Advisors Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Cary Carbonaro left Advisors Capital Management, Llc for Ashton Thomas Private Wealth (registered 2024-08-10)
Form ADVobserved 5 days ago
Occurred
Sep 27, 2022
Advisor changed firm
Cary Carbonaro left United Capital Financial Advisors for Advisors Capital Management, Llc (registered 2023-01-19)
Form ADVobserved 5 days ago