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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

STONEGATE WEALTH MANAGEMENT, LLC

CRD 121412

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4afc1ba-6fb7-3221-fdcd-ad858e9e62e3

Data as of Jun 21, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Mar 27, 2012 to Jun 21, 2022
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $54.3MItem 5.F on the latest filing (2022-06-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $54.3M
Private client RAUM: $54.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 72
Individual clients: 72
High net worth clients: 0
SEC number: 801-63331
CRD: 121412
Filings on the tape: 38
First filed: Mar 27, 2012
Latest filed: Jun 21, 2022
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GERAGHTY, THOMAS, J.	OWNER/CCO	E	yes	01/2010	Feb 6, 2014	Jun 21, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$52.6M	$52.6M	2	1	0	n/a	n/a
2019	Mar 31, 2020	$160M	$157M	6	5	1	n/a	n/a
2018	Mar 19, 2019	$129M	$127M	6	5	1	n/a	n/a
2017	Mar 14, 2018	$124M	$122M	6	4	1	n/a	n/a
2016	Mar 13, 2017	$118M	$116M	4	2	n/a	n/a	n/a
2015	Mar 28, 2016	$114M	$112M	4	2	n/a	n/a	n/a
2014	Mar 19, 2015	$139M	$136M	6	4	n/a	n/a	n/a
2013	Feb 6, 2014	$123M	$119M	7	4	n/a	n/a	n/a
2012	Apr 1, 2013	$177M	$176M	7	4	n/a	n/a	n/a
2011	Mar 27, 2012	$227M	$221M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$54.3M	$160M	-66.1%	$124M	-24.1%	2	6	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ATLAS FIDUCIARY FINANCIAL, LLC	2	Aug 17, 2020	Sep 29, 2020	CARY, NC	Team lift out	RIA to new firm	40.0%

Relationships

Controls (1)

← GERAGHTY, THOMAS, J.OwnerOWNER/CCO, ownership code E, individual
Feb 6, 2014 to presentfactForm ADV

Registered with (12)

← THOMAS J. GERAGHTYAdvisorregistration: previous registration
Sep 26, 2005 to Oct 31, 2022factForm ADV
← STEPHEN CHARLES CRAFFENAdvisorregistration: previous registration
Oct 13, 2004 to Sep 17, 2020factForm ADV
← GARY HENRY HIRSHAdvisorregistration: previous registration
Jun 10, 2016 to Aug 17, 2020factForm ADV
← Laura MattiaAdvisorregistration: previous registration
Aug 14, 2018 to Aug 17, 2020factForm ADV
← Alison Aileen HallAdvisorregistration: previous registration
May 24, 2012 to Aug 17, 2020factForm ADV
← CRAIG R MARSONAdvisorregistration: previous registration
Jan 24, 2007 to Apr 16, 2013factForm ADV
← CARY CARBONAROAdvisorregistration: previous registration
Feb 10, 2010 to Apr 27, 2012factForm ADV
← RICHARD THOMAS WESTHELLEAdvisorregistration: previous registration
Jan 15, 2010 to Apr 27, 2012factForm ADV
← DIANE LOVE SPEARINAdvisorregistration: previous registration
Sep 22, 2011 to Jan 25, 2012factForm ADV
← ANTHONY JOHN BENANTEAdvisorregistration: previous registration
Dec 1, 2006 to Nov 7, 2007factForm ADV
← VICTOR PAUL CANNILLOAdvisorregistration: previous registration
Nov 16, 2004 to Nov 7, 2007factForm ADV
← JAMES DONOVAN SHAGAWATAdvisorregistration: previous registration
Jan 5, 2006 to Nov 7, 2007factForm ADV

Moved with (1)

→ ATLAS FIDUCIARY FINANCIAL, LLCRegistered adviser2 advisors, team lift out, same day
Aug 17, 2020 to Sep 29, 2020factForm ADV

Dated events

Occurred
Oct 31, 2022
Advisor changed firm
Thomas J. Geraghty left Stonegate Wealth Management, Llc for Dutch Asset Corporation (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Stonegate Wealth Management, Llc reported RAUM $52.6M, down 67% from $160.1M (2020-12-04 to 2021-03-31)
Form ADVobserved 4 days ago
$-107M
Occurred
Sep 28, 2020
Control person left
Charles Stephen Craffen (Managing Member Chief Compliance Officer) no longer on Schedule A of Stonegate Wealth Management, Llc (listed 2020-07-24, absent 2020-09-28)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2020
Control person joined
J. Thomas Geraghty (Owner) appeared on Schedule A of Stonegate Wealth Management, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4afc1ba-6fb7-3221-fdcd-ad858e9e62e3
First observed: Mar 27, 2012
Last observed: Jun 21, 2022 51 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STONEGATE WEALTH MANAGEMENT, LLC

CRD 121412

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4afc1ba-6fb7-3221-fdcd-ad858e9e62e3

Data as of Jun 21, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GERAGHTY, THOMAS, J.

OWNER/CCO

yes

01/2010

Feb 6, 2014

Jun 21, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$52.6M

n/a

2019

Mar 31, 2020

$160M

$157M

n/a

2018

Mar 19, 2019

$129M

$127M

n/a

2017

Mar 14, 2018

$124M

$122M

n/a

2016

Mar 13, 2017

$118M

$116M

n/a

2015

Mar 28, 2016

$114M

$112M

n/a

2014

Mar 19, 2015

$139M

$136M

n/a

2013

Feb 6, 2014

$123M

$119M

n/a

2012

Apr 1, 2013

$177M

$176M

n/a

2011

Mar 27, 2012

$227M

$221M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$54.3M

$160M

-66.1%

$124M

-24.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ATLAS FIDUCIARY FINANCIAL, LLC

Aug 17, 2020

Sep 29, 2020

CARY, NC

Team lift out

RIA to new firm

40.0%