DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cary Carbonaro

Ashton Thomas Private Wealthindependent RIAScottsdale, Az IA-onlyIAPD 4002401

Certified Financial Planner

Feed of 09/15/2026

Also filed as Cary Anne Bolen

At current firm

2 y

since Aug 10, 2024

In the industry

24 y

since Jan 3, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ashton Thomas Private Wealth independent RIA current
since Aug 10, 2024 · New York, Ny
Ashton Thomas Advisors LLC former
Sep 4, 2024 to Dec 31, 2024 · Winter Garden, Fl
Advisors Capital Management, LLC independent RIA
Jan 19, 2023 to Aug 9, 2024 · Winter Garden, Fl
United Capital Financial Advisors independent RIA
May 9, 2012 to Sep 27, 2022 · Huntington, Ny
Stonegate Wealth Management, LLC former
Feb 10, 2010 to Apr 27, 2012
Family Financial unclassified
Mar 4, 2002 to Dec 16, 2009 · Clermont, Fl

Moves

a registration end followed by a registration begin elsewhere

Ashton Thomas Advisors LLC to no registered destination
left Dec 31, 2024 · Departure, no registered destination
Advisors Capital Management, LLC to Ashton Thomas Private Wealth
left Aug 9, 2024, registered Aug 10, 2024 (1 days) · RIA to RIA
United Capital Financial Advisors to Advisors Capital Management, LLC
left Sep 27, 2022, registered Jan 19, 2023 (114 days) · Affiliated broker-dealer or bank to independent RIA
Stonegate Wealth Management, LLC to United Capital Financial Advisors
left Apr 27, 2012, registered May 9, 2012 (12 days) · Other
Family Financial to Stonegate Wealth Management, LLC
left Dec 16, 2009, registered Feb 10, 2010 (56 days) · Other

Signals

Cary Carbonaro no longer registered at Ashton Thomas Advisors Llc; no later IA registration on IAPD
Dec 31, 2024 · Advisor departure · fact
Cary Carbonaro left Advisors Capital Management, Llc for Ashton Thomas Private Wealth (registered 2024-08-10)
Aug 9, 2024 · Advisor changed firm · fact
Cary Carbonaro left United Capital Financial Advisors for Advisors Capital Management, Llc (registered 2023-01-19)
Sep 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address