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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

DOUGLAS CHARLES BOND

Advisor at VIRTUS INVESTMENT ADVISERS, LLC

ROCHESTER, WA | HARTFORD, CT

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Search this name across graphsid dfx:ria:d8cf4ca7-3e14-2745-d0d6-b6d04f7e6283

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VIRTUS INVESTMENT ADVISERS, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 8, 1996
First registration: Oct 18, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2056425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VIRTUS INVESTMENT ADVISERS, LLC	Asset manager	Oct 14, 2011	n/a	yes	HARTFORD, CT\|ROCHESTER, WA	Current employment
PURCELL ADVISORY SERVICES, LLC	Former SEC adviser	Jun 24, 2011	Sep 16, 2011	no	TACOMA, WA	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jan 1, 2010	Jun 5, 2010	no	ATLANTA, GA	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Oct 18, 2005	Jan 1, 2010	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PURCELL ADVISORY SERVICES, LLC	VIRTUS INVESTMENT ADVISERS, LLC	Sep 16, 2011	Oct 14, 2011	28	Firm change	Other
INVESCO ADVISERS, INC.	PURCELL ADVISORY SERVICES, LLC	Jun 5, 2010	Jun 24, 2011	384	Firm change	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	INVESCO ADVISERS, INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other

Relationships

Registered with (4)

→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserregistration: current employment
Oct 14, 2011 to presentfactForm ADV
→ PURCELL ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 24, 2011 to Sep 16, 2011factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Jun 5, 2010factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 18, 2005 to Jan 1, 2010factForm ADV

Dated events

No dated event names this entity yet.