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Advisor at WESTERN WEALTH MANAGEMENT LLC
GREENWOOD VILLAGE, CO | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 21, 2020 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jun 22, 2016 | n/a | yes | DENVER, CO | Current employment |
| WESTERN WEALTH MANAGEMENT LLC | Former SEC adviser | May 13, 2015 | Jun 22, 2016 | no | DENVER, CO|GOLDEN, CO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 22, 2005 | Apr 21, 2009 | no | DENVER, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | WESTERN WEALTH MANAGEMENT LLC | Jun 22, 2016 | Jun 22, 2016 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | WESTERN WEALTH MANAGEMENT LLC | Apr 21, 2009 | May 13, 2015 | 2,213 | Firm change after gap | Other |