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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

KIMBERLY KAY MILLER

Advisor at LEVEL FOUR ADVISORY SERVICES

DALLAS, TX

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Search this name across graphsid dfx:ria:d9100187-3d8b-605c-6315-e0e0008680b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEVEL FOUR ADVISORY SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 14, 2005
First registration: May 18, 2015
Dual registered: yes, broker-dealer
Other names: KIMBERLY KAY RITTENHOUSE|KIM MILLER
IAPD individual key: 4175240

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Mar 10, 2021	n/a	yes	DALLAS, TX	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Aug 26, 2019	Jul 1, 2020	no	AUSTIN, TX	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jun 9, 2017	Aug 1, 2019	no	Plano, TX\|MCLEAN, VA	Previous registration
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Sep 25, 2015	Jun 7, 2017	no	DALLAS, TX\|DALLAS, TX	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	May 18, 2015	Jun 7, 2017	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	LEVEL FOUR ADVISORY SERVICES	Jul 1, 2020	Mar 10, 2021	252	Firm change	Ibd to ibd
CAPITAL ONE ADVISORS, LLC	KESTRA ADVISORY SERVICES, LLC	Aug 1, 2019	Aug 26, 2019	25	Firm change	Other
MOMENTUM INDEPENDENT NETWORK INC.	CAPITAL ONE ADVISORS, LLC	Jun 7, 2017	Jun 9, 2017	2	Firm change	Other
HILLTOP SECURITIES INC.	MOMENTUM INDEPENDENT NETWORK INC.	Jun 7, 2017	Sep 25, 2015	-621	Firm change after gap	Other

Relationships

Registered with (5)

→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: current employment
Mar 10, 2021 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 26, 2019 to Jul 1, 2020factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 9, 2017 to Aug 1, 2019factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
Sep 25, 2015 to Jun 7, 2017factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
May 18, 2015 to Jun 7, 2017factForm ADV

Dated events

No dated event names this entity yet.