DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kimberly Kay Miller
Feed of 09/14/2026
Also filed as Kimberly Kay Rittenhouse
At current firm
5 y
since Mar 10, 2021
In the industry
21 y
since May 14, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Level Four Advisory Services BD affiliated currentsince Mar 10, 2021 · Dallas, Tx
- Kestra Advisory Services, LLC BD affiliatedAug 26, 2019 to Jul 1, 2020 · Austin, Tx
- Capital One Advisors, LLC formerJun 9, 2017 to Aug 1, 2019 · Plano, Tx
- Momentum Independent Network Inc. BD affiliatedSep 25, 2015 to Jun 7, 2017 · Dallas, Tx
- Hilltop Securities Inc. BD affiliatedMay 18, 2015 to Jun 7, 2017 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Kestra Advisory Services, LLC to Level Four Advisory Servicesleft Jul 1, 2020, registered Mar 10, 2021 (252 days) · Affiliated broker-dealer or bank to another
- Capital One Advisors, LLC to Kestra Advisory Services, LLCleft Aug 1, 2019, registered Aug 26, 2019 (25 days) · Other
- Momentum Independent Network Inc. to Capital One Advisors, LLCleft Jun 7, 2017, registered Jun 9, 2017 (2 days) · Other
- Hilltop Securities Inc. to Momentum Independent Network Inc.left Jun 7, 2017, registered Sep 25, 2015 (-621 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address