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RIA / WealthAdvisorCertified Financial Planner22 years in industry

CRAIG LIPNISKIS

Advisor at UNITED ADVISOR GROUP

CINCINNATI, OH | West Chester, OH

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Search this name across graphsid dfx:ria:d9187941-c910-14c5-e3e3-e7738b83204e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED ADVISOR GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 30, 2004
First registration: Jul 11, 2007
Dual registered: no
IAPD individual key: 4861748

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED ADVISOR GROUP	Independent wealth	Feb 7, 2025	n/a	yes	CINCINNATI, OH\|West Chester, OH	Current employment
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jan 4, 2021	Jan 23, 2025	no	West Chester, OH\|MORRISTOWN, NJ	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Jan 29, 2018	Jul 1, 2019	no	CINCINNATI, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 11, 2007	Sep 6, 2017	no	COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE ADVISOR GROUP, LLC	UNITED ADVISOR GROUP	Jan 23, 2025	Feb 7, 2025	15	Firm change	Ibd to RIA
HORTER INVESTMENT MANAGEMENT, LLC	PRIVATE ADVISOR GROUP, LLC	Jul 1, 2019	Jan 4, 2021	553	Firm change after gap	RIA to ibd
STRATEGIC ADVISERS LLC	HORTER INVESTMENT MANAGEMENT, LLC	Sep 6, 2017	Jan 29, 2018	145	Firm change	Other

Relationships

Registered with (4)

→ UNITED ADVISOR GROUPRegistered adviserregistration: current employment
Feb 7, 2025 to presentfactForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Jan 4, 2021 to Jan 23, 2025factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 29, 2018 to Jul 1, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 11, 2007 to Sep 6, 2017factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
Craig Lipniskis left Private Advisor Group, Llc for United Advisor Group (registered 2025-02-07)
Form ADVobserved 4 days ago