DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

DIANA ELIZABETH HALLAS

Advisor at UNITED CAPITAL FINANCIAL ADVISORS

CARNEGIE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d95a93e3-09eb-44cb-0622-dca96a742279

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED CAPITAL FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Nov 14, 2014
First registration: Nov 24, 2014
Dual registered: yes, broker-dealer
Other names: DIANA ELIZABETH ABRIOLA|DIANA ABRIOLA HALLAS
IAPD individual key: 6232234

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Oct 30, 2015	n/a	yes	CARNEGIE, PA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 1, 2017	Jul 15, 2019	no	Carnegie, PA	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Nov 25, 2015	Nov 1, 2017	no	SAN DIEGO, CA\|Carnegie, PA	Previous registration
SELECT FINANCIAL GROUP, LLC	Former SEC adviser	Nov 24, 2014	Jul 11, 2016	no	CARNEGIE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	n/a	Jul 15, 2019	n/a	n/a	Departure no registered destination	Departure
GIRARD SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Nov 1, 2017	Nov 1, 2017	0	Bulk transfer	Other
SELECT FINANCIAL GROUP, LLC	UNITED CAPITAL FINANCIAL ADVISORS	Jul 11, 2016	Oct 30, 2015	-255	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111099:134600:PA:2016-07-11	Jul 11, 2016	Oct 30, 2015	CARNEGIE, PA	Firm change after gap

Relationships

Registered with (4)

→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: current employment
Oct 30, 2015 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Nov 1, 2017 to Jul 15, 2019factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Nov 25, 2015 to Nov 1, 2017factForm ADV
→ SELECT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 24, 2014 to Jul 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d95a93e3-09eb-44cb-0622-dca96a742279
First observed: Nov 24, 2014
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DIANA ELIZABETH HALLAS

Advisor at UNITED CAPITAL FINANCIAL ADVISORS

CARNEGIE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d95a93e3-09eb-44cb-0622-dca96a742279

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

UNITED CAPITAL FINANCIAL ADVISORS

Independent wealth

Oct 30, 2015

n/a

yes

CARNEGIE, PA

Current employment

CETERA ADVISOR NETWORKS LLC

Former SEC adviser

Nov 1, 2017

Jul 15, 2019

Carnegie, PA

Previous registration

GIRARD SECURITIES, INC.

Former SEC adviser

Nov 25, 2015

Nov 1, 2017

SAN DIEGO, CA|Carnegie, PA

Previous registration

SELECT FINANCIAL GROUP, LLC

Former SEC adviser

Nov 24, 2014

Jul 11, 2016

CARNEGIE, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CETERA ADVISOR NETWORKS LLC

n/a

Jul 15, 2019

n/a

Departure no registered destination

Departure

GIRARD SECURITIES, INC.

CETERA ADVISOR NETWORKS LLC

Nov 1, 2017

Bulk transfer

Other

SELECT FINANCIAL GROUP, LLC

UNITED CAPITAL FINANCIAL ADVISORS

Jul 11, 2016

Oct 30, 2015

-255

Firm change after gap

Other

Team

Left

Joined

From

Kind

111099:134600:PA:2016-07-11

Jul 11, 2016

Oct 30, 2015

CARNEGIE, PA

Firm change after gap