RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• E•••••••• H•••••
- U••••• C•••••• F•••••••• A••••••• independent RIA currentsince Oct 30, 2015 · Carnegie, Pa
- C••••• A•••••• N••••••• L•• formerNov 1, 2017 to Jul 15, 2019 · Carnegie, Pa
- G••••• S••••••••• I••• formerNov 25, 2015 to Nov 1, 2017 · San Diego, Ca
- S••••• F•••••••• G••••• L•• formerNov 24, 2014 to Jul 11, 2016 · Carnegie, Pa
- C••••• A•••••• N••••••• L•• to no registered destinationleft Jul 15, 2019 · Departure, no registered destination
- G••••• S••••••••• I••• to C••••• A•••••• N••••••• L••left Nov 1, 2017, registered Nov 1, 2017 (0 days) · corporate re-registration, not a move
- S••••• F•••••••• G••••• L•• to U••••• C•••••• F•••••••• A•••••••left Jul 11, 2016, registered Oct 30, 2015 (-255 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address