RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• P••• W••••
- A•••••• A•••••••• L•• asset manager currentsince Apr 10, 2026 · Austin, Tx
- P•••• G•••• L•• formerMar 22, 2023 to Feb 11, 2026 · Raleigh, Nc
- U•• F•••••••• S••••••• I••• wirehouseJan 31, 2019 to Feb 11, 2020 · Coral Gables, Fl
- P•••• G•••• L•• to A•••••• A•••••••• L••left Feb 11, 2026, registered Apr 10, 2026 (58 days) · Other
- U•• F•••••••• S••••••• I••• to P•••• G•••• L••left Feb 11, 2020, registered Mar 22, 2023 (1135 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C••••• P••• W•••• left P•••• G•••• L•• for A•••••• A•••••••• L•• (registered 2026-04-10)Feb 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address