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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Michael Gorokhovsky

Advisor at MORGAN STANLEY

Garden City, NY

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Search this name across graphsid dfx:ria:d96a7347-2bbb-1176-18df-684f51c9d3b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 31, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Apr 27, 2006
First registration: May 31, 2017
Dual registered: yes, broker-dealer
Other names: MICHAEL GOROKHOVSKY
IAPD individual key: 5097667

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Feb 5, 2019	n/a	yes	Garden City, NY	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 19, 2018	Oct 23, 2018	no	BROOKLYN, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 19, 2018	Oct 23, 2018	no	Brooklyn, NY	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	May 31, 2017	Mar 24, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	MORGAN STANLEY	Oct 23, 2018	Feb 5, 2019	105	Firm change	RIA to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 23, 2018	Mar 19, 2018	-218	Firm change after gap	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE, INC.	Mar 24, 2018	Mar 19, 2018	-5	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Feb 5, 2019 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 19, 2018 to Oct 23, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 19, 2018 to Oct 23, 2018factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
May 31, 2017 to Mar 24, 2018factForm ADV

Dated events

No dated event names this entity yet.