RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••••••••
- M••••• S•••••• wirehouse currentsince Feb 5, 2019 · Garden City, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 19, 2018 to Oct 23, 2018 · Brooklyn, Ny
- T• A••••••••• I••• formerMar 19, 2018 to Oct 23, 2018 · Brooklyn, Ny
- S•••••••• I••••••••• M••••••••• formerMay 31, 2017 to Mar 24, 2018 · Saint Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••left Oct 23, 2018, registered Feb 5, 2019 (105 days) · RIA to wirehouse
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 23, 2018, registered Mar 19, 2018 (-218 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I•••left Mar 24, 2018, registered Mar 19, 2018 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address