DFX Intelligence

J••••••• S•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••••••• S•••• G•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

West Hartford, CT

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Search this name across graphsid dfx:ria:d98b2494-c469-1837-fffb-b14a0aa04684

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 6, 2023	n/a	yes	West Hartford, CT	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Apr 24, 2018	Jan 20, 2023	no	WARWICK, RI\|GLASTONBURY, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jan 20, 2023	Jan 6, 2023	-14	Firm change	Ibd to ibd
H••••• • H••••••• I••••••••• A•••••••• I•••	M•• I•••••••• S•••••••• L••	Apr 2, 2018	Apr 24, 2018

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 6, 2023 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 24, 2018 to Jan 20, 2023factForm ADV
→ H••••• • H••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 28, 2013 to Apr 2, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jan 20, 2023
Advisor changed firm
J••••••• S•••• G••••• left M•• I•••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d98b2494-c469-1837-fffb-b14a0aa04684
First observed: Apr 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.