DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jonathan Scott Gruber

Cambridge Investment Research Advisors, Inc.BD affiliatedWest Hartford, Ctdual registrantIAPD 3205389

Feed of 09/14/2026

Also filed as Jon Gruber

At current firm

3 y

since Jan 6, 2023

In the industry

26 y

since Jun 12, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Jan 6, 2023 · West Hartford, Ct
MML Investors Services, LLC BD affiliated
Apr 24, 2018 to Jan 20, 2023 · Warwick, Ri
Hooker & Holcombe Investment Advisors, Inc. former
Feb 28, 2013 to Apr 2, 2018 · Glastonbury, Ct
Wells Fargo Advisors wirehouse
Apr 10, 2012 to Dec 14, 2012 · Hartford, Ct
Fsa Wealth Partners independent RIA
Oct 5, 2010 to Apr 11, 2012 · Rockville, Md
Charles Schwab & Co., Inc. national BD
Apr 18, 2002 to Sep 14, 2010 · Winston-Salem, Nc

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Cambridge Investment Research Advisors, Inc.
left Jan 20, 2023, registered Jan 6, 2023 (-14 days) · Affiliated broker-dealer or bank to another
Hooker & Holcombe Investment Advisors, Inc. to MML Investors Services, LLC
left Apr 2, 2018, registered Apr 24, 2018 (22 days) · Other
Wells Fargo Advisors to Hooker & Holcombe Investment Advisors, Inc.
left Dec 14, 2012, registered Feb 28, 2013 (76 days) · Other
Fsa Wealth Partners to Wells Fargo Advisors
left Apr 11, 2012, registered Apr 10, 2012 (-1 days) · Other
Charles Schwab & Co., Inc. to Fsa Wealth Partners
left Sep 14, 2010, registered Oct 5, 2010 (21 days) · Other

Signals

Jonathan Scott Gruber left Mml Investors Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-01-06)
Jan 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address