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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Grand Blanc, MI | TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 26, 2012 | n/a | yes | TROY, MI|Grand Blanc, MI | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 3, 2009 | Apr 20, 2012 | no | FLINT, MI|GRAND BLANC, MI|FLINT, MI|FLINT, MI|FLINT, MI|FLINT, MI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 16, 2004 | Feb 23, 2009 | no | FARMINGTON HILLS, MI|FARMINGTON HILLS, MI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 4, 1998 | Oct 25, 2004 | no | PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 20, 2012 | Jul 26, 2012 | 97 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHASE INVESTMENT SERVICES CORP. | Feb 23, 2009 | Mar 3, 2009 | 8 | Firm change | Other |