DFX Intelligence

A•••••• L• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

A•••••• L• C•••••

Advisor at A•••• W••••• M••••••••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:d99d23f2-0361-1de4-002f-f117793c51fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• L••	Independent wealth	Feb 4, 2016	n/a	yes	OMAHA, NE	Current employment
L••• F••••••••	Independent wealth	Jul 29, 2005	Feb 3, 2016	no	OMAHA, NE\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• F••••••••	A•••• W••••• M••••••••• L••	Feb 3, 2016	Feb 4, 2016	1	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L••• F••••••••	Jul 6, 2005	Jul 29, 2005

Relationships

Registered with (3)

→ A•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 4, 2016 to presentfactForm ADV
→ L••• F••••••••Registered adviserregistration: previous registration
Jul 29, 2005 to Feb 3, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 17, 2001 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d99d23f2-0361-1de4-002f-f117793c51fc
First observed: Apr 17, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.