DFX Intelligence

Data Factory

M••• F•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst43 years in industry

M••• F•••• T•••••

Advisor at C•••••• P••••••• I••••••••• G•••• L••

C••••••, IL | WILMETTE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d99f9f68-9114-e6d3-c3f2-e48208754f38

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 12, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P••••••• I••••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P••••••• I••••••••• G•••• L••	Independent wealth	Jan 14, 2022	n/a	yes	C••••••, IL\|WILMETTE, IL	Current employment
C•••••• P••••••• I••••••••• G•••• L••	Independent wealth	May 8, 2014	Dec 31, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• P•••••••• M••••••••• L••	C•••••• P••••••• I••••••••• G•••• L••	Oct 7, 2024	May 8, 2014	-3,805	Firm change after gap	Other
M•••••• F•••••••• I••••••••• M••••••••• I•••	T•••• P•••••••• M••••••••• L••	Aug 18, 2005

Relationships

Registered with (3)

→ C•••••• P••••••• I••••••••• G•••• L••Registered adviserregistration: previous registration
May 8, 2014 to Dec 31, 2021factForm ADV
→ T•••• P•••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 10, 2003 to Oct 7, 2024factForm ADV
→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 12, 1998 to Aug 18, 2005factForm ADV

Dated events

Occurred
Oct 7, 2024
Advisor changed firm
M••• F•••• T••••• left T•••• P•••••••• M••••••••• L•• for C•••••• P••••••• I••••••••• G•••• L•• (registered 2014-05-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d99f9f68-9114-e6d3-c3f2-e48208754f38
First observed: Jan 12, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.