RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• F•••• T•••••
- C•••••• P••••••• I••••••••• G•••• L•• independent RIA currentsince Jan 14, 2022 · C••••••, Il
- C•••••• P••••••• I••••••••• G•••• L•• independent RIAMay 8, 2014 to Dec 31, 2021 · C••••••, Il
- T•••• P•••••••• M••••••••• L•• formerSep 10, 2003 to Oct 7, 2024 · Wilmette, Il
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthJan 12, 1998 to Aug 18, 2005 · C••••••, Il
- T•••• P•••••••• M••••••••• L•• to C•••••• P••••••• I••••••••• G•••• L••left Oct 7, 2024, registered May 8, 2014 (-3805 days) · Other
- M•••••• F•••••••• I••••••••• M••••••••• I••• to T•••• P•••••••• M••••••••• L••left Aug 18, 2005, registered Sep 10, 2003 (-708 days) · Other
- M••• F•••• T••••• left T•••• P•••••••• M••••••••• L•• for C•••••• P••••••• I••••••••• G•••• L•• (registered 2014-05-08)Oct 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address