DFX Intelligence

T•••••• J••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

T•••••• J••• C••••••

Advisor at L•• F•••••••• L••

GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:d9a98150-f2ec-a204-7658-eb1c11506d89

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 28, 2024	n/a	yes	GLEN ALLEN, VA	Current employment
C•••••• S••••••••• M••••••••• I•••	Independent wealth	Sep 13, 2011	Oct 29, 2024	no	GLEN ALLEN, VA\|Atlantic Beach, FL\|Boston, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••••••• M••••••••• I•••	L•• F•••••••• L••	Oct 29, 2024	Oct 28, 2024	-1	Firm change	RIA to ibd
A••••••• • S••••••••• I•••••••••	C•••••• S••••••••• M••••••••• I•••	Sep 9, 2011	Sep 13, 2011

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 28, 2024 to presentfactForm ADV
→ C•••••• S••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 13, 2011 to Oct 29, 2024factForm ADV
→ A••••••• • S••••••••• I•••••••••Registered adviserregistration: previous registration
Apr 4, 2005 to Sep 9, 2011factForm ADV
→ A•• C•••••• A•••••••• I•••

Dated events

Occurred
Oct 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9a98150-f2ec-a204-7658-eb1c11506d89
First observed: Nov 13, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.