DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at THURSTON SPRINGER ADVISORS
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THURSTON SPRINGER ADVISORS | Bd affiliated wealth | Aug 27, 2020 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 11, 2011 | Nov 6, 2017 | no | INDIANAPOLIS, IN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 11, 2003 | Mar 28, 2011 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 7, 2000 | Apr 30, 2003 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | THURSTON SPRINGER ADVISORS | Nov 6, 2017 | Aug 27, 2020 | 1,025 | Firm change after gap | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Mar 28, 2011 | Mar 11, 2011 | -17 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 30, 2003 | Apr 11, 2003 | -19 | Firm change | Wirehouse to wirehouse |