DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••• W•••• A•••••••• I••
medina, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••• W•••• A•••••••• I•• | Independent wealth | Jun 2, 2020 | n/a | yes | medina, OH | Current employment |
| M•••• C••••••• A••••••• S•••••• | Bd affiliated wealth | Jan 5, 2017 | Jun 2, 2020 | no | Medina, OH|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|BELLEFONTAINE, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••• C••••••• A••••••• S•••••• | W••••• W•••• A•••••••• I•• | Jun 2, 2020 | Jun 2, 2020 | 0 | Firm change | Ibd to RIA |
| L•• F•••••••• L•• | M•••• C••••••• A••••••• S•••••• | Jan 10, 2017 | Jan 5, 2017 |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 18, 2013 | Jan 10, 2017 | no | AKRON, OH|AKRON, OH|AKRON, OH|AKRON, OH|AKRON, OH | Previous registration |
| F••••••••• A•••••••• I••• | n/a | Jul 15, 2013 | Sep 18, 2013 | no | AKRON, OH | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Feb 4, 2011 | Jul 15, 2013 | no | AKRON, OH|WADSWORTH, OH|AKRON, OH|SEVILLE, OH|MEDINA, OH|MEDINA, OH | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Jul 17, 2003 | Feb 2, 2011 | no | AKRON, OH|CLEVELAND, OH|INDEPENDENCE, OH | Previous registration |
| S••••• M•••• A••••••• | Former SEC adviser | Nov 12, 2002 | Aug 25, 2003 | no | BEACHWOOD, OH | Previous registration |
| -5 |
| Firm change |
| Other |
| F••••••••• A•••••••• I••• | L•• F•••••••• L•• | Sep 18, 2013 | Sep 18, 2013 | 0 | Bulk transfer | Other |
| P•• W••••• M••••••••• | F••••••••• A•••••••• I••• | Jul 15, 2013 | Jul 15, 2013 | 0 | Firm change | Other |
| E•••••••• A•••••••• L•• | P•• W••••• M••••••••• | Feb 2, 2011 | Feb 4, 2011 | 2 | Firm change | Other |
| S••••• M•••• A••••••• | E•••••••• A•••••••• L•• | Aug 25, 2003 | Jul 17, 2003 | -39 | Firm change after gap | Other |