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L••••• K•• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

L••••• K•• D••••••••

Advisor at R••••• F••••••••• L••

MELBOURNE, FL | Jupiter, FL

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Search this name across graphsid dfx:ria:d9c50992-35d4-6a9d-5228-3251c5eaa87a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• F••••••••• L••	Independent wealth	Sep 8, 2026	n/a	yes	Jupiter, FL\|MELBOURNE, FL	Current employment
N•••••• A•••••••	Bd affiliated wealth	Jun 9, 2022	Aug 31, 2026	no	NEW ORLEANS, LA\|Palm Beach Gardens, FL\|Jupiter, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	R••••• F••••••••• L••	Aug 31, 2026	Sep 8, 2026	8	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	N•••••• A•••••••	Jun 21, 2022	Jun 9, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
171351:324631:FL:2026-08-31	Aug 31, 2026	Sep 8, 2026	JUPITER, FL	Firm change
6363:171351:FL:2022-06-14	Jun 21, 2022	Jun 9, 2022	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (4)

→ R••••• F••••••••• L••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Jun 9, 2022 to Aug 31, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 13, 2015 to Jun 21, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
L••••• K•• D•••••••• left N•••••• A••••••• for R••••• F••••••••• L•• (registered 2026-09-08)
Form ADVobserved 7 days ago
Occurred
Jun 21, 2022
Advisor changed firm
L••••• K•• D•••••••• left A••••••••• F•••••••• S•••••••• L•• for N•••••• A••••••• (registered 2022-06-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9c50992-35d4-6a9d-5228-3251c5eaa87a
First observed: Mar 13, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.