DFX Intelligence

E••••• F•••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

E••••• F•••••••• S•••••••

Advisor at F•••• A••••••• N•••••••• L••

Potomac, MD

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Search this name across graphsid dfx:ria:d9f35635-e65a-402b-6a48-b7a5d78022f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A••••••• N•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A••••••• N•••••••• L••	Independent wealth	Oct 30, 2025	n/a	yes	Potomac, MD	Current employment
S•••••• P•••••••• L••	Independent wealth	May 18, 2022	Oct 31, 2023	no	CORAL GABLES, FL\|OMAHA, NE\|GAITHERSBURG, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P•••••••• L••	F•••• A••••••• N•••••••• L••	Oct 31, 2023	Oct 30, 2025	730	Firm change after gap	RIA to RIA
I••• W••••• M••••••••• L••	S•••••• P•••••••• L••	Mar 25, 2021	May 18, 2022

Relationships

Registered with (3)

→ F•••• A••••••• N•••••••• L••Registered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ S•••••• P•••••••• L••Registered adviserregistration: previous registration
May 18, 2022 to Oct 31, 2023factForm ADV
→ I••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 23, 2020 to Mar 25, 2021factForm ADV

Dated events

Occurred
Oct 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9f35635-e65a-402b-6a48-b7a5d78022f5
First observed: Apr 23, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.