DFX Intelligence

B•••••• R• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)9 years in industry

B•••••• R• O••••

Advisor at B•••• T•••• W••••• M••••••••• L••

MADISON, WI

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Search this name across graphsid dfx:ria:d9fe62c4-a8aa-7d84-5d82-a58287e5ed3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• T•••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• T•••• W••••• M••••••••• L••	Mixed wealth	Feb 16, 2017	n/a	yes	MADISON, WI	Current employment
B•••• T•••• I••••••••• S•••••••	Former SEC adviser	Mar 18, 2019	Dec 26, 2020	no	MADISON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• T•••• I••••••••• S•••••••	n/a	Dec 26, 2020	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ B•••• T•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 16, 2017 to presentfactForm ADV
→ B•••• T•••• I••••••••• S•••••••Registered adviserregistration: previous registration
Mar 18, 2019 to Dec 26, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9fe62c4-a8aa-7d84-5d82-a58287e5ed3b
First observed: Mar 18, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.