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RIA / WealthAdvisor20 years in industry

AARON ROBERT DAY

Advisor at CORIENT

Frisco, TX

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Search this name across graphsid dfx:ria:da01c3e7-d964-f411-6cf1-cfa80b72f80d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 9, 2006
First registration: Jan 31, 2008
Dual registered: no
IAPD individual key: 5045343

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Jul 1, 2026	n/a	yes	Frisco, TX	Current employment
CAPITAL ADVISORS, INC.	Former SEC adviser	Dec 23, 2020	Jul 7, 2026	no	FRISCO, TX\|TULSA, OK	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Mar 9, 2016	Nov 13, 2020	no	Frisco, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 24, 2010	Jan 20, 2016	no	FORT WORTH, TX\|PLANO, TX\|FORT WORTH, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 31, 2008	Jan 20, 2016	no	PLANO, TX\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ADVISORS, INC.	Corient	Jul 7, 2026	Jul 1, 2026	-6	Bulk transfer	RIA to RIA
ADVICE AND PLANNING SERVICES	CAPITAL ADVISORS, INC.	Nov 13, 2020	Dec 23, 2020	40	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 20, 2016	May 24, 2010	-2,067	Channel change	Other
TD AMERITRADE, INC.	ADVICE AND PLANNING SERVICES	Jan 20, 2016	Mar 9, 2016	49	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:TX:2016-01-19	Jan 20, 2016	May 24, 2010	FORT WORTH, TX	Firm change after gap

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 23, 2020 to Jul 7, 2026factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 9, 2016 to Nov 13, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 31, 2008 to Jan 20, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 24, 2010 to Jan 20, 2016factForm ADV

Dated events

No dated event names this entity yet.