RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Jul 1, 2026 · Frisco, Tx
- C•••••• A•••••••• I••• formerDec 23, 2020 to Jul 7, 2026 · Frisco, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedMar 9, 2016 to Nov 13, 2020 · Frisco, Tx
- T• A••••••••• I••• formerMay 24, 2010 to Jan 20, 2016 · Fort Worth, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 31, 2008 to Jan 20, 2016 · Plano, Tx
- C•••••• A•••••••• I••• to C••••••left Jul 7, 2026, registered Jul 1, 2026 (-6 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to C•••••• A•••••••• I•••left Nov 13, 2020, registered Dec 23, 2020 (40 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 20, 2016, registered May 24, 2010 (-2067 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to A••••• A•• P••••••• S•••••••left Jan 20, 2016, registered Mar 9, 2016 (49 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address