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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

MATTHEW JIMENEZ

Advisor at TD PRIVATE CLIENT WEALTH LLC

Sarasota, FL | Tampa, FL

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Search this name across graphsid dfx:ria:da074f66-0a5f-7b5e-bfbc-20e2d873fd89

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 15
Exams: S66
First exam: Sep 7, 2016
First registration: Oct 17, 2016
Dual registered: yes, broker-dealer
Other names: Matt Jimenez|Matthew D Jimenez|Matthew Jimenez|MATTHEW DAVID JIMENEZ
IAPD individual key: 6546023

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jul 28, 2021	n/a	yes	Tampa, FL\|Sarasota, FL	Current employment
MORGAN STANLEY	Wirehouse	Jul 15, 2020	Jul 23, 2021	no	Tampa, FL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Jun 2, 2020	no	TAMPA, FL\|TAMPA, FL	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Oct 30, 2017	Nov 2, 2018	no	WESLEY CHAPEL, FL\|TAMPA, FL	Previous registration
FLAHARTY ASSET MANAGEMENT, LLC	Independent wealth	Oct 17, 2016	Jun 30, 2017	no	CLEARWATER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	TD PRIVATE CLIENT WEALTH LLC	Jul 23, 2021	Jul 28, 2021	5	Firm change	Wirehouse to ibd
OSAIC WEALTH, INC.	MORGAN STANLEY	Jun 2, 2020	Jul 15, 2020	43	Firm change	Ibd to wirehouse
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
FLAHARTY ASSET MANAGEMENT, LLC	SIGNATOR INVESTORS, INC.	Jun 30, 2017	Oct 30, 2017	122	Firm change	Other

Relationships

Registered with (5)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jul 28, 2021 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 15, 2020 to Jul 23, 2021factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Jun 2, 2020factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Oct 30, 2017 to Nov 2, 2018factForm ADV
→ FLAHARTY ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 17, 2016 to Jun 30, 2017factForm ADV

Dated events

No dated event names this entity yet.