DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FLAHARTY ASSET MANAGEMENT, LLC

CRD 168495

CLEARWATER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4438601-e97b-2531-2ef3-a709ec1fe2a5

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 6
On other graphs: 0
Observed: Aug 7, 2013 to Mar 19, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=10.0
Regulatory AUM: $902MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $899M
Private client RAUM: $867MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $90.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,964
Individual clients: 548
High net worth clients: 556
Custody, client assets: $142M
SEC number: 801-78437
CIK: 1697882
CRD: 168495
Filings on the tape: 33
First filed: Aug 7, 2013
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SHON EDWARD FLAHARTY	Certified Financial Planner	KANSAS CITY, MO \| CLEARWATER, FL	13	30	3	yes
LARRY EUGENE WEICHT	n/a	CLEARWATER, FL \| KANSAS CITY, MO	12	28	4	yes
JOHN HUNTER ORR	Chartered Financial Analyst	CLEARWATER, FL \| KANSAS CITY, MO	12	18	n/a	yes
ANDREW JOSEPH OSWALD	Certified Financial Planner	CLEARWATER, FL \| KANSAS CITY, MO	11	19	2	yes
BRIAN ALLEN INMAN	n/a	KANSAS CITY, MO \| CLEARWATER, FL	8	28	3	yes
MATHEW CHRISTOPHER LEPAK	n/a	PUNTA GORDA, FL \| KANSAS CITY, MO \| CLEARWATER, FL \| Punta Gorda, FL	5	23	6	yes
MICHAEL VINCENT DEMSKI	Chartered Financial Analyst	CLEARWATER, FL \| KANSAS CITY, MO \| CLEARWATER , FL	5	11	1	yes
STAFFORD ANDRE LAWRENCE	n/a	CLEARWATER, FL \| KANSAS CITY, MO \| Punta Gorda, FL	1	11	2	no
Fallon L Flaharty	n/a	CLEARWATER, FL \| KANSAS CITY, MO	0	12	n/a	yes
KAMELLA LYNN DAVIS	n/a	CLEARWATER, FL \| KANSAS CITY, MO	0	29	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLAHARTY & ASSOCIATES, LLC	OWNER, MEMBER	E	yes	06/2013	Mar 15, 2014	Jun 6, 2024
FLAHARTY, SHON, EDWARD	MANAGER AND MEMBER	E	yes	07/2007	Aug 7, 2013	Jun 6, 2024
FLAHARTY, SHON, EDWARD	CEO, ELECTED MANAGER	Na	yes	06/2013	Aug 7, 2013	Jun 6, 2024
ROBINSON, MELISSA, MITA	CCO / COO	Na	yes	05/2024	Jun 6, 2024	Jun 6, 2024
ORR, JOHN, HUNTER	CHIEF INVESTMENT OFFICER	B	no	01/2014	Jan 10, 2018	Jun 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FLAHARTY INSURANCE, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PUNTA GORDA	FL	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$902M	$899M	10	9	1	n/a	n/a
2024	Apr 3, 2025	$810M	$801M	9	8	1	n/a	n/a
2023	Mar 18, 2024	$761M	$749M	11	9	1	n/a	n/a
2022	Mar 29, 2023	$683M	$673M	11	10	1	n/a	n/a
2021	Mar 15, 2022	$772M	$772M	12	12	1	n/a	n/a
2020	Apr 30, 2021	$645M	$638M	9	9	1	n/a	n/a
2019	Feb 25, 2020	$419M	$410M	8	7	0	n/a	n/a
2018	Mar 14, 2019	$369M	$362M	9	8	0	n/a	n/a
2017	Mar 29, 2018	$388M	$381M	10	9	0	n/a	n/a
2016	Mar 27, 2017	$278M	$275M	11	8	n/a	n/a	n/a
2015	Mar 16, 2016	$280M	$233M	10	7	n/a	n/a	n/a
2014	Mar 26, 2015	$229M	$152M	10	6	n/a	n/a	n/a
2013	Mar 15, 2014	$256M	$193M	9	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	10.0%	0	0	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$902M	$810M	11.4%	$683M	9.7%	10	9	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jun 3, 2026	Sep 30, 2013	BELLEAIR, FL	Team lift out	Ibd to RIA	0.0%

Relationships

Registered with (15)

← KAMELLA LYNN DAVISAdvisorregistration: current employment
Jan 8, 2026 to presentfactForm ADV
← Fallon L FlahartyAdvisorregistration: current employment
Dec 8, 2025 to presentfactForm ADV
← STAFFORD ANDRE LAWRENCEAdvisorregistration: previous registration
Jan 3, 2022 to Dec 31, 2024factForm ADV
← MICHAEL VINCENT DEMSKIAdvisorregistration: current employment
Aug 20, 2021 to presentfactForm ADV
← MATHEW CHRISTOPHER LEPAKAdvisorregistration: current employment
Dec 14, 2020 to presentfactForm ADV
← BRIAN ALLEN INMANAdvisorregistration: current employment
Nov 28, 2017 to presentfactForm ADV
← ANDREW JOSEPH OSWALDAdvisorregistration: current employment
Nov 12, 2014 to presentfactForm ADV
← JOHN HUNTER ORRAdvisorregistration: current employment
Oct 9, 2013 to presentfactForm ADV
← LARRY EUGENE WEICHTAdvisorregistration: current employment
Sep 30, 2013 to presentfactForm ADV
← SHON EDWARD FLAHARTYAdvisorregistration: current employment
Sep 9, 2013 to presentfactForm ADV
← TODD D DEMKOAdvisorregistration: previous registration
Sep 30, 2013 to Nov 18, 2024factForm ADV
← RILEY ROBERT GIAUQUEAdvisorregistration: previous registration
Apr 8, 2021 to Nov 28, 2023factForm ADV
← Matthew John MacekAdvisorregistration: previous registration
Dec 14, 2020 to Feb 17, 2021factForm ADV
← CHRISTOPHER DOUGLAS DAVIDSONAdvisorregistration: previous registration
Mar 23, 2017 to May 21, 2019factForm ADV
← MATTHEW JIMENEZAdvisorregistration: previous registration
Oct 17, 2016 to Jun 30, 2017factForm ADV

Controls (3)

← FLAHARTY, SHON, EDWARDOwnerMANAGER AND MEMBER, ownership code E, individual
Aug 7, 2013 to Jun 6, 2024factForm ADV
← ROBINSON, MELISSA, MITAOwnerCCO / COO, ownership code NA, individual
Jun 6, 2024 to Jun 6, 2024factForm ADV
← FLAHARTY & ASSOCIATES, LLCOwnerOWNER, MEMBER, ownership code E, domestic entity
Mar 15, 2014 to Jun 6, 2024factForm ADV

Owns (1)

← ORR, JOHN, HUNTEROwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Jan 10, 2018 to Jun 6, 2024factForm ADV

Moved with (2)

← PRIVATE ADVISOR GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Dec 11, 2020 to Dec 14, 2020factForm ADV
← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Jun 3, 2026 to Sep 30, 2013factForm ADV

Dated events

Occurred
Jun 3, 2026
Team lift-out
2 advisors left LPL Financial LLC (Belleair, FL) for Flaharty Asset Management, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Nov 18, 2024
Advisor changed firm
Todd D Demko left Flaharty Asset Management, Llc for Ameriprise Financial Services, Llc (registered 2025-01-06)
Form ADVobserved 6 days ago
Occurred
Jun 6, 2024
Control person joined
Mita Melissa Robinson (Cco / Coo) appeared on Schedule A of Flaharty Asset Management, Llc
Form ADVobserved 6 days ago
Occurred
Nov 28, 2023
Advisor changed firm
Riley Robert Giauque left Flaharty Asset Management, Llc for Lpl Financial Llc (registered 2023-11-27)
Form ADVobserved 6 days ago
Occurred
Mar 24, 2021
Regulatory AUM changed
Flaharty Asset Management, Llc reported RAUM $645.4M, up 54% from $419.0M (2020-12-02 to 2021-03-24)
Form ADVobserved 6 days ago
$226M
Occurred
Aug 7, 2013
First Form ADV filing
Flaharty Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4438601-e97b-2531-2ef3-a709ec1fe2a5
First observed: Aug 7, 2013
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FLAHARTY ASSET MANAGEMENT, LLC

CRD 168495

CLEARWATER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b4438601-e97b-2531-2ef3-a709ec1fe2a5

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SHON EDWARD FLAHARTY

Certified Financial Planner

KANSAS CITY, MO | CLEARWATER, FL

yes

LARRY EUGENE WEICHT

n/a

CLEARWATER, FL | KANSAS CITY, MO

yes

JOHN HUNTER ORR

Chartered Financial Analyst

CLEARWATER, FL | KANSAS CITY, MO

n/a

yes

ANDREW JOSEPH OSWALD

Certified Financial Planner

CLEARWATER, FL | KANSAS CITY, MO

yes

BRIAN ALLEN INMAN

n/a

KANSAS CITY, MO | CLEARWATER, FL

yes

MATHEW CHRISTOPHER LEPAK

n/a

PUNTA GORDA, FL | KANSAS CITY, MO | CLEARWATER, FL | Punta Gorda, FL

yes

MICHAEL VINCENT DEMSKI

Chartered Financial Analyst

CLEARWATER, FL | KANSAS CITY, MO | CLEARWATER , FL

yes

STAFFORD ANDRE LAWRENCE

n/a

CLEARWATER, FL | KANSAS CITY, MO | Punta Gorda, FL

Fallon L Flaharty

n/a

CLEARWATER, FL | KANSAS CITY, MO

n/a

yes

KAMELLA LYNN DAVIS

n/a

CLEARWATER, FL | KANSAS CITY, MO

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLAHARTY & ASSOCIATES, LLC

OWNER, MEMBER

yes

06/2013

Mar 15, 2014

Jun 6, 2024

FLAHARTY, SHON, EDWARD

MANAGER AND MEMBER

yes

07/2007

Aug 7, 2013

Jun 6, 2024

FLAHARTY, SHON, EDWARD

CEO, ELECTED MANAGER

yes

06/2013

Aug 7, 2013

Jun 6, 2024

ROBINSON, MELISSA, MITA

CCO / COO

yes

05/2024

Jun 6, 2024

ORR, JOHN, HUNTER

CHIEF INVESTMENT OFFICER

01/2014

Jan 10, 2018

Jun 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FLAHARTY INSURANCE, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

PUNTA GORDA

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$902M

$899M

n/a

2024

Apr 3, 2025

$810M

$801M

n/a

2023

Mar 18, 2024

$761M

$749M

n/a

2022

Mar 29, 2023

$683M

$673M

n/a

2021

Mar 15, 2022

$772M

n/a

2020

Apr 30, 2021

$645M

$638M

n/a

2019

Feb 25, 2020

$419M

$410M

n/a

2018

Mar 14, 2019

$369M

$362M

n/a

2017

Mar 29, 2018

$388M

$381M

n/a

2016

Mar 27, 2017

$278M

$275M

n/a

2015

Mar 16, 2016

$280M

$233M

n/a

2014

Mar 26, 2015

$229M

$152M

n/a

2013

Mar 15, 2014

$256M

$193M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

10.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$902M

$810M

11.4%

$683M

9.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jun 3, 2026

Sep 30, 2013

BELLEAIR, FL

Team lift out

Ibd to RIA

0.0%